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LODE RESOURCES LTD Major Shareholding Notification 2021

Oct 24, 2021

65220_rns_2021-10-24_fbb0473d-2916-4677-a382-5a70e67d609c.pdf

Major Shareholding Notification

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Form 603

Corporations Act 2001

Section 671B

Notice of initial substantial holder

To Company Name/Scheme LODE RESOURCES LTD ACN/ARSN ACN 637 512 415

1. Details of substantial holder (1)

Name Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) ACN/ARSN (if applicable) 008 496 713 The holder became a substantial holder on 20-Oct-2021

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class ofsecurities (4) Numberofsecurities Persons' votes (5) Voting power(6)
Common Stock 4,985,456 4,985,456 6.23%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holderof relevantinterest Nature of relevantinterest (7) Class andnumberofsecurities
Credit Suisse Equities (Australia)
Limited (ACN068232 708)
Voting rights and right to dispose 4,985,456 Common Stock

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant interest Registered holder of Person entitled to be Class and number of
securities registered asholder(8) securities
Credit Suisse Equities CS Fourth Nominees Pty Credit Suisse Equities 4,985,456 Common Stock
(Australia) Limited (ACN 068 Limited (ACN 069 126 432) (Australia) Limited
232 708)

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the 4 months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant interest Date of acquisition Consideration (9) Class and number of
securities
Cash Non-cash
Credit Suisse Equities (Australia) Limited 2-Jul-21 2,875.00 AUD 20,000 Common Stock
Credit Suisse Equities (Australia) Limited 6-Jul-21 2,900.00 AUD -20,000 Common Stock
Credit Suisse Equities (Australia) Limited 28-Jul-21 903.75 AUD 6,025 Common Stock
Credit Suisse Equities (Australia) Limited 30-Jul-21 964.00 AUD -6,025 Common Stock
Credit Suisse Equities (Australia) Limited 19-Oct-21 676,554.23 AUD 2,342,523 Common Stock

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Credit Suisse Equities (Australia) Limited 19-Oct-21 359,944.56 AUD 1,204,139 Common Stock
Credit Suisse Equities (Australia) Limited 20-Oct-21 379,309.81 AUD 1,055,091 Common Stock
Credit Suisse Equities (Australia) Limited 20-Oct-21 143,718.71 AUD 383,703 Common Stock

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name andACN/ARSN(ifapplicable) Nature ofassociation
Credit Suisse Equities (Australia) Limited Related Body Corporate
(ACN 068232 708)

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
Credit Suisse Holdings (Australia) Limited Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
(ACN 008496713)
Credit Suisse Equities (Australia) Limited Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
(ACN 068232 708)
Credit Suisse Fourth Nominees Pty Limited Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
(ACN 069126432)

Signature

print name Winston Loke capacity Authorised Signatory
sign here date 25-Oct-2021

==> picture [73 x 31] intentionally omitted <==

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