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loanDepot, Inc. — Director's Dealing 2024
Oct 17, 2024
32188_dirs_2024-10-16_1e48eca8-b215-4b3b-846a-e5a23e4bd468.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: loanDepot, Inc. (LDI)
CIK: 0001831631
Period of Report: 2024-10-14
Reporting Person: Hsieh Anthony Li (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-10-14 | Class A Common Stock | S | 242355 | $2.0428 | Disposed | 3154253 | Indirect |
| 2024-10-15 | Class A Common Stock | S | 207761 | $2.0654 | Disposed | 2946492 | Indirect |
| 2024-10-16 | Class A Common Stock | S | 18806 | $2.0597 | Disposed | 2927686 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 73781 | Direct |
Footnotes
F1: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.015 to $2.140. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.
F3: The Reporting Person transferred 30,881 directly held shares to the JLSSAA Trust on August 12, 2024.
F4: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").
F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.035 to $2.115. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.
F6: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.055 to 2.085. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.