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loanDepot, Inc. — Director's Dealing 2023
Jul 6, 2023
32188_dirs_2023-07-05_9e568321-8710-41b8-aecf-b14084bc4809.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: loanDepot, Inc. (LDI)
CIK: 0001831631
Period of Report: 2023-06-30
Reporting Person: DerGurahian Jeffrey Michael (Chief Capital Markets Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-06-30 | Class A Common Stock, par value $0.001 per share | M | 250000 | — | Acquired | 343821 | Direct |
| 2023-06-30 | Class A Common Stock, par value $0.001 per share | F | 98375 | $2.12 | Disposed | 245446 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-06-30 | Restricted Stock Units | $ | M | 250000 | Disposed | Class A Common Stock (250000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 6842969 | Indirect |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock
F2: The Reporting Person is the Managing Member of CDG Financial LLC. The Reporting Person disclaims beneficial ownership of the LDI shares held by CDG Financial LLC except to the extent of his pecuniary interest therein.
F3: The RSUs are scheduled to vest as follows, 250,000 on each of 6/30/2023 and 6/30/2024.