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loanDepot, Inc. — Director's Dealing 2023
Jul 13, 2023
32188_dirs_2023-07-12_77871c17-6cf9-4ef3-8f9f-6d1b552ee360.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: loanDepot, Inc. (LDI)
CIK: 0001831631
Period of Report: 2023-07-10
Reporting Person: Binowitz Dan (Managing Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-07-10 | Class A Common Stock | M | 43789 | — | Acquired | 858158 | Direct |
| 2023-07-10 | Class A Common Stock | F | 15143 | $2.06 | Disposed | 843015 | Direct |
| 2023-07-10 | Class A Common Stock | M | 43789 | — | Acquired | 886804 | Direct |
| 2023-07-10 | Class A Common Stock | F | 15143 | $2.06 | Disposed | 871661 | Direct |
| 2023-07-10 | Class A Common Stock | S | 9999 | $2.0507 | Disposed | 861662 | Direct |
| 2023-07-11 | Class A Common Stock | S | 9999 | $2.1096 | Disposed | 851663 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-07-10 | Restricted Stock Units | $ | M | 43789 | Disposed | Class A Common Stock (43789) | Direct | |
| 2023-07-10 | Restricted Stock Units | $ | M | 43789 | Disposed | Class A Common Stock (43789) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock.
F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.98 to $2.09. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected.
F3: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.07 to $2.13. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected.
F4: These RSUs granted on 12/23/22, are scheduled to vest as follows: 25% on each of 7/10/24, 7/10/25, and 7/10/26.
F5: These RSUs granted on 1/18/23, are scheduled to vest as follows: 25% on each of 7/10/24, 7/10/25, and 7/10/26.