loanDepot, Inc. — Director's Dealing 2023

Aug 5, 2023

SEC Form 4/A — Form 4/A

Issuer: loanDepot, Inc. (LDI)
CIK: 0001831631
Period of Report: 2023-07-19

Reporting Person: Martell Frank (Director, CEO and President)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-07-19	Restricted Stock Units	$	A	969162	Acquired		Class A Common Stock (969162)	Direct
2023-07-19	Performance Share Units	$	A	969162	Acquired		Class A Common Stock (969162)	Direct

Footnotes

F1: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock.

F2: The RSUs are scheduled to vest as follows: 1/3rd on each of the first three anniversaries of the date of grant. Within 30 days following each vesting date (provided such date does not fall during a Blackout Period), Issuer will deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested.

F3: Each performance share unit ("PSU") represents a contingent right to receive on share of Class A Common Stock.

F4: The PSUs are scheduled to vest if the average closing price of the Class A Common Stock over any 30-consecutive trading day period prior to the 5th anniversary of the grant date equals or exceeds the following share prices: (i) <$3.00 share price - 0% of target PSUs that vest; (ii) $3.00 share price - 25% of target PSUs that vest; (iii) $4.00 share price - 50% of target PSUs that vest; (iv) $5.00 share price - 75% of target PSUs that vest; (v) $6.00 share price - 100% of target PSUs that vest; (vi) $7.50 share price - 125% of target PSUs that vest; (vii) $9.00 share price - 150% of target PSUs that vest; (viii) $10.50 share price - 175% of target PSUs that vest; and (ix) $13.00 share price - 200% of target PSUs that vest. Any PSUs which have not become earned by July 19, 2028 will be forfeited.