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loanDepot, Inc. — Director's Dealing 2023
Dec 2, 2023
32188_dirs_2023-12-01_b9ffaf79-7544-430b-b5e2-d79c9aca37c4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: loanDepot, Inc. (LDI)
CIK: 0001831631
Period of Report: 2023-11-30
Reporting Person: Lee John Hoon (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-30 | Class A Common Stock | M | 14761 | — | Acquired | 14761 | Direct |
| 2023-12-01 | Class A Common Stock | M | 14671 | — | Acquired | 29432 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-11-30 | Restricted Stock Units | $ | M | 14761 | Disposed | Class A Common Stock (14761) | Direct | |
| 2023-12-01 | Restricted Stock Units | $ | M | 14671 | Disposed | Class A Common Stock (14671) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 105600 | Indirect |
Footnotes
F1: The Reporting Person, as manager of its general partner, has voting and investment power over the assets of Bluestar Family Holdings, LP.
F2: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock.
F3: In accordance with the terms of the RSU agreement, RSUs that vested on November 6, 2023, were settled on November 30, 2023.
F4: The RSUs vest in equal installments on each of February 28, 2024, and May 31, 2024. Vested RSUs will be settled within 30 days following the vesting date.
F5: In accordance with the terms of the RSU agreement, RSUs that vested on November 30, 2023, were settled on December 1, 2023.