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loanDepot, Inc. — Director's Dealing 2021
Feb 17, 2021
32188_dirs_2021-02-16_98246b64-20e4-4295-868b-ae571e7e26c9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: loanDepot, Inc. (LDI)
CIK: 0001831631
Period of Report: 2021-02-11
Reporting Person: Hsieh Anthony Li (Director, Chief Executive Officer, 10% Owner)
Reporting Person: JLSA, LLC (10% Owner)
Reporting Person: JLSSAA Trust (10% Owner)
Reporting Person: Trilogy Mortgage Holdings, Inc. (10% Owner)
Reporting Person: Trilogy Management Investors Six, LLC (10% Owner)
Reporting Person: Trilogy Management Investors Seven, LLC (10% Owner)
Reporting Person: Trilogy Management Investors Eight, LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-11 | Class C Common Stock, par value $0.001 per share | J | 8241715 | — | Acquired | 8241715 | Indirect |
| 2021-02-11 | Class C Common Stock, par value $0.001 per share | J | 4378064 | — | Acquired | 4378064 | Indirect |
| 2021-02-11 | Class C Common Stock, par value $0.001 per share | J | 49712850 | — | Acquired | 49712850 | Indirect |
| 2021-02-11 | Class C Common Stock, par value $0.001 per share | J | 114218620 | — | Acquired | 114218620 | Indirect |
| 2021-02-11 | Class C Common Stock, par value $0.001 per share | J | 18924666 | — | Acquired | 18924666 | Indirect |
| 2021-02-11 | Class C Common Stock, par value $0.001 per share | J | 2504289 | — | Acquired | 2504289 | Indirect |
Footnotes
F1: Anthony Hsieh has voting and investment power over the shares of Class C Common Stock of loanDepot, Inc. (the "Issuer") owned by each of JLSA, LLC, The JLSSAA Family Trust, Trilogy Mortgage Holdings, Inc., Trilogy Mortgage Investors Six, LLC, Trilogy Management Investors Seven, LLC and Trilogy Management Investors Eight, LLC (collectively, the "Other Reporting Persons").
F2: In the reorganization transactions in connection with the initial public offering of the Issuer and pursuant to the terms of the Amended and Restated Certificate of Incorporation of the Issuer, the Other Reporting Persons were issued a number of shares of Class C Common Stock of the Issuer equal to their equity interests in LD Holdings Group LLC.