loanDepot, Inc. — Director's Dealing 2021

Feb 23, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: loanDepot, Inc. (LDI)
CIK: 0001831631
Period of Report: 2021-02-18

Reporting Person: Hsieh Anthony Li (Director, Chief Executive Officer, 10% Owner)
Reporting Person: JLSA, LLC (10% Owner)
Reporting Person: JLSSAA Trust (10% Owner)
Reporting Person: Trilogy Mortgage Holdings, Inc. (10% Owner)
Reporting Person: Trilogy Management Investors Six, LLC (10% Owner)
Reporting Person: Trilogy Management Investors Seven, LLC (10% Owner)
Reporting Person: Trilogy Management Investors Eight, LLC (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-18	Class A Common Stock, par value $0.001 per share	A	1059500	—	Acquired	1059500	Direct
2021-02-19	Class C Common Stock, par value $0.001 per share	J	127194	—	Disposed	8114521	Indirect
2021-02-19	Class C Common Stock, par value $0.001 per share	J	67567	—	Disposed	4310497	Indirect
2021-02-19	Class C Common Stock, par value $0.001 per share	J	767218	—	Disposed	48945633	Indirect
2021-02-19	Class C Common Stock, par value $0.001 per share	J	1659803	—	Disposed	112558817	Indirect
2021-02-19	Class C Common Stock, par value $0.001 per share	J	39550	—	Disposed	18885116	Indirect
2021-02-19	Class C Common Stock, par value $0.001 per share	J	38649	—	Disposed	2465640	Indirect

Footnotes

F1: Class A Common Stock to be acquired pursuant to restricted stock units which were granted and vested on February 18, 2021. Vested shares will be delivered to the reporting person within 30 days after the six month anniversary of vesting, subject to later delivery in the event of certain trading blackout periods.

F2: Each restricted stock unit represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock.

F3: Anthony Hsieh has voting and investment power over the shares of Class C Common Stock of loanDepot, Inc. (the "Issuer") owned by each of JLSA, LLC, The JLSSAA Family Trust, Trilogy Mortgage Holdings, Inc., Trilogy Mortgage Investors Six, LLC, Trilogy Management Investors Seven, LLC and Trilogy Management Investors Eight, LLC (collectively, the "Other Reporting Persons").

F4: As described in the Issuer's registration statement on Form S-1 (File No. 333-252024) under the heading "Use of Proceeds," the Issuer used the proceeds from its initial public offering ("IPO") and cash on hand to repurchase from continuing members of LD Holdings Group, LLC ("Holdings") certain Class A Common Units of Holdings, together with a corresponding number of shares of Class C Common Stock of the Issuer, at a price per share equal to the Issuer's IPO price of $14.00 per share.