loanDepot, Inc. — Director's Dealing 2021

Aug 9, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: loanDepot, Inc. (LDI)
CIK: 0001831631
Period of Report: 2021-08-06

Reporting Person: DORMAN JOHN C (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-08-06	Class A Common Stock	M	2232	—	Acquired	4464	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-08-06	Restricted Stock Units	$	M	2232	Disposed		Class A Common Stock (2232.0)	Direct

Footnotes

F1: As per the Restricted Stock Unit Award Agreement dated May 6, 2021, between the Filer and the Issuer, within thirty (30) days following the vesting of the RSUs, the Issuer shall deliver to Filer the number of shares of Common Stock that correspond to the number of RSUs that have become vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent.

F2: RSUs vested on 6/30/2021 but did not settle until 8/6/2021 when the Issuer's trading blackout period ended and trading was permitted to commence.

F3: Restricted stock units convert into shares of Class A common stock on a one-for-one basis.

F4: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock

F5: Restricted Stock Units ("RSUs") settle in shares of Class A common stock and vest in 3 installments of 2,232 each on May 6, 2021, June 30, 2021 and September 30, 2021 and a final installment of 2,233 on December 31, 2021. Issuer to deliver underlying shares or cash equivalent within 30 days of each vesting date.