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loanDepot, Inc. — Director's Dealing 2021
Nov 9, 2021
32188_dirs_2021-11-09_cf6811a8-5621-4b13-909d-5ada253ebf43.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: loanDepot, Inc. (LDI)
CIK: 0001831631
Period of Report: 2021-11-08
Reporting Person: Hsieh Anthony Li (Director, Chief Executive Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-08 | Class A Common Stock | P | 182150 | $6.98 | Acquired | 1477171 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock, par value $0.001 per share | 0 | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.83 to $7.00. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in footnotes (1) and (2) of this Form 4 at which the respective transactions were effected.
F2: With respect to transactions reported on a Form 4 filed with the SEC on November 5, 2021, the weighted average price ranges were inadvertently omitted. In this regard, the purchase transactions on November 3, 4, and 5 were executed at prices that ranged from $6.775-$6.99, $6.55-$6.80, and $6.28-$6.45, respectively.
F3: As sole trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust.