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loanDepot, Inc. — Director's Dealing 2021
Nov 24, 2021
32188_dirs_2021-11-23_0ea08a97-4797-4b46-98f7-5e88b9830eae.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: loanDepot, Inc. (LDI)
CIK: 0001831631
Period of Report: 2021-05-05
Reporting Person: PCP MANAGERS GP, LLC (Director, 10% Owner)
Reporting Person: Golson Brian P. (Director)
Reporting Person: Dodson Andrew C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-05 | Class A Common Stock | C | 4715556 | — | Acquired | 4728950 | Indirect |
| 2021-06-02 | Class A Common Stock | J | 4715556 | — | Disposed | 13394 | Indirect |
| 2021-11-12 | Class A Common Stock | C | 14156560 | — | Acquired | 14169954 | Indirect |
| 2021-11-19 | Class A Common Stock | J | 14156560 | — | Disposed | 13394 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-05 | Class D Common Stock | $ | C | 4715556 | Disposed | Class A Common Stock (4715556) | Indirect | |
| 2021-11-12 | Class D Common Stock | $ | C | 14156560 | Disposed | Class A Common Stock (14156560) | Indirect |
Footnotes
F1: Each share of the Issuer's Class D Common Stock is convertible on a one-for-one basis, at the election of the Reporting Persons, into a share of the Issuer's Class A Common Stock.
F2: The reported securities are directly or indirectly held by funds and entities managed or controlled by the Reporting Persons, including: Parthenon Investors III, L.P., Parthenon Investors IV, L.P., Parthenon Capital Partners Fund, L.P., Parthenon Capital Partners Fund II, L.P., PCap Associates, PCAP Partners III, LLC, PCP Partners IV, L.P. and PCP Managers, L.P. (together, the "Parthenon Investors").
F3: The reported securities were distributed by certain of the Parthenon Investors to such holder's limited partners pursuant to a pro rata distribution for no consideration that was exempt under Rule 16a-9.
F4: The Parthenon Investors received the shares of the Issuer's Class D Common Stock pursuant to reorganization transactions in connection with the Issuer's initial public offering.