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loanDepot, Inc. Director's Dealing 2021

Nov 24, 2021

32188_dirs_2021-11-23_0ea08a97-4797-4b46-98f7-5e88b9830eae.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: loanDepot, Inc. (LDI)
CIK: 0001831631
Period of Report: 2021-05-05

Reporting Person: PCP MANAGERS GP, LLC (Director, 10% Owner)
Reporting Person: Golson Brian P. (Director)
Reporting Person: Dodson Andrew C (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-05 Class A Common Stock C 4715556 Acquired 4728950 Indirect
2021-06-02 Class A Common Stock J 4715556 Disposed 13394 Indirect
2021-11-12 Class A Common Stock C 14156560 Acquired 14169954 Indirect
2021-11-19 Class A Common Stock J 14156560 Disposed 13394 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-05-05 Class D Common Stock $ C 4715556 Disposed Class A Common Stock (4715556) Indirect
2021-11-12 Class D Common Stock $ C 14156560 Disposed Class A Common Stock (14156560) Indirect

Footnotes

F1: Each share of the Issuer's Class D Common Stock is convertible on a one-for-one basis, at the election of the Reporting Persons, into a share of the Issuer's Class A Common Stock.

F2: The reported securities are directly or indirectly held by funds and entities managed or controlled by the Reporting Persons, including: Parthenon Investors III, L.P., Parthenon Investors IV, L.P., Parthenon Capital Partners Fund, L.P., Parthenon Capital Partners Fund II, L.P., PCap Associates, PCAP Partners III, LLC, PCP Partners IV, L.P. and PCP Managers, L.P. (together, the "Parthenon Investors").

F3: The reported securities were distributed by certain of the Parthenon Investors to such holder's limited partners pursuant to a pro rata distribution for no consideration that was exempt under Rule 16a-9.

F4: The Parthenon Investors received the shares of the Issuer's Class D Common Stock pursuant to reorganization transactions in connection with the Issuer's initial public offering.