AI assistant
Lloyds Banking Group PLC — Regulatory Filings 2021
Jan 12, 2021
4691_ffr_2021-01-12_401c31ca-90c1-4ecd-ad17-77776368b0de.zip
Regulatory Filings
Open in viewerOpens in your device viewer
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.20549
FORM 6-K
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
12 January 2021
LLOYDS BANKING GROUP plc
(Translation of registrant's name into English)
5th Floor
25 Gresham Street
London
EC2V 7HN
United Kingdom
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.
Form 20-F..X.. Form 40-F
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No ..X..
If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule
12g3-2(b): 82- __
Index to Exhibits
Item
No. 1 Regulatory News Service Announcement, dated 12 January 2021
re: Director/PDMR Shareholding
12 January 2021
NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | António
Horta-Osório | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Group
Chief Executive | |
| b) | Initial
notification / Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Lloyds
Banking Group plc | |
| b) | LEI | 549300PPXHEU2JF0AM85 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
Shares of 10p each GB0008706128 | |
| b) | Nature
of the transaction | Acquisition
of Shares under the Group's Share Incentive Plan. | |
| c) | Price(s)
and volume(s) | | |
| | | Price(s) | Volume(s) |
| | Partnership
Shares | GBP00.3683 | 408 |
| | Matching
Shares | GBP00.0000 | 122 |
| d) | Aggregated
information -
Aggregated volume -
Price | 530 See
4(c) | |
| e) | Date of
the transaction | 2021-01-11 | |
| f) | Place
of the transaction | Outside
a trading venue | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Antonio
Lorenzo | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief
Executive, Scottish Widows and Group Director, Insurance and
Wealth | |
| b) | Initial
notification / Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Lloyds
Banking Group plc | |
| b) | LEI | 549300PPXHEU2JF0AM85 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
Shares of 10p each GB0008706128 | |
| b) | Nature
of the transaction | Acquisition
of Shares under the Group's Share Incentive Plan. | |
| c) | Price(s)
and volume(s) | | |
| | | Price(s) | Volume(s) |
| | Partnership
Shares | GBP00.3683 | 407 |
| | Matching
Shares | GBP00.0000 | 122 |
| d) | Aggregated
information -
Aggregated volume -
Price | 529 See
4(c) | |
| e) | Date of
the transaction | 2021-01-11 | |
| f) | Place
of the transaction | Outside
a trading venue | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Zak
Mian | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Group
Director, Transformation | |
| b) | Initial
notification / Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Lloyds
Banking Group plc | |
| b) | LEI | 549300PPXHEU2JF0AM85 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
Shares of 10p each GB0008706128 | |
| b) | Nature
of the transaction | Acquisition
of Shares under the Group's Share Incentive Plan. | |
| c) | Price(s)
and volume(s) | | |
| | | Price(s) | Volume(s) |
| | Partnership
Shares | GBP00.3683 | 81 |
| | Matching
Shares | GBP00.0000 | 120 |
| d) | Aggregated
information -
Aggregated volume -
Price | 201 See
4(c) | |
| e) | Date of
the transaction | 2021-01-11 | |
| f) | Place
of the transaction | Outside
a trading venue | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Janet
Pope | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief
of Staff and Group Director, Corporate Affairs and Responsible
Business & Inclusion | |
| b) | Initial
notification / Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Lloyds
Banking Group plc | |
| b) | LEI | 549300PPXHEU2JF0AM85 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
Shares of 10p each GB0008706128 | |
| b) | Nature
of the transaction | Acquisition
of Shares under the Group's Share Incentive Plan. | |
| c) | Price(s)
and volume(s) | | |
| | | Price(s) | Volume(s) |
| | Partnership
Shares | GBP00.3683 | 339 |
| | Matching
Shares | GBP00.0000 | 122 |
| d) | Aggregated
information -
Aggregated volume -
Price | 461 See
4(c) | |
| e) | Date of
the transaction | 2021-01-11 | |
| f) | Place
of the transaction | Outside
a trading venue | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Stephen
Shelley | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief
Risk Officer | |
| b) | Initial
notification / Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Lloyds
Banking Group plc | |
| b) | LEI | 549300PPXHEU2JF0AM85 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
Shares of 10p each GB0008706128 | |
| b) | Nature
of the transaction | Acquisition
of Shares under the Group's Share Incentive Plan. | |
| c) | Price(s)
and volume(s) | | |
| | | Price(s) | Volume(s) |
| | Partnership
Shares | GBP00.3683 | 407 |
| | Matching
Shares | GBP00.0000 | 122 |
| d) | Aggregated
information -
Aggregated volume -
Price | 529 See
4(c) | |
| e) | Date of
the transaction | 2021-01-11 | |
| f) | Place
of the transaction | Outside
a trading venue | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Andrew
Walton | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Group
Corporate Affairs Director | |
| b) | Initial
notification / Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Lloyds
Banking Group plc | |
| b) | LEI | 549300PPXHEU2JF0AM85 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
Shares of 10p each GB0008706128 | |
| b) | Nature
of the transaction | Acquisition
of Shares under the Group's Share Incentive Plan. | |
| c) | Price(s)
and volume(s) | | |
| | | Price(s) | Volume(s) |
| | Partnership
Shares | GBP00.3683 | 81 |
| | Matching
Shares | GBP00.0000 | 120 |
| d) | Aggregated
information -
Aggregated volume -
Price | 201 See
4(c) | |
| e) | Date of
the transaction | 2021-01-11 | |
| f) | Place
of the transaction | Outside
a trading venue | |
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
LLOYDS BANKING GROUP plc
(Registrant)
By: Douglas Radcliffe
Name: Douglas Radcliffe
Title: Group Investor Relations Director
Date: 12 January 2021
page break