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Lloyds Banking Group PLC — Director's Dealing 2017
Oct 2, 2017
4691_ffr_2017-10-02_b5bee4b8-3d32-4b21-8e0a-812f5f8d8b23.zip
Director's Dealing
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.20549
FORM 6-K
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
02 October 2017
LLOYDS BANKING GROUP plc
(Translation of registrant's name into English)
5th Floor
25 Gresham Street
London
EC2V 7HN
United Kingdom
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.
Form 20-F..X.. Form 40-F
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No ..X..
If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- _
Index to Exhibits
Item
No.1
Regulatory News Service Announcement, dated 02 October 2017
re: Director/PDMR Shareholding
2 October 2017
LLOYDS BANKING GROUP PLC ("GROUP") - NOTIFICATION OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES ("PDMRs") IN ORDINARY SHARES OF THE GROUP OF 10 PENCE EACH ("SHARES")
Sharesave Scheme 2017 Option to Acquire Shares
The Group announces that an option to acquire Shares was granted on 29 September 2017 under the Lloyds Banking Group Sharesave Scheme 2017, an "all-employee" share plan, at 51.03 pence per Share to each of the following PDMRs:
| Name | Sharesave Options |
|---|---|
| António | |
| Horta-Osório | 21,728 |
| Antonio | |
| Lorenzo | 35,273 |
| Zak | |
| Mian | 8,183 |
| Janet | |
| Pope | 21,728 |
Dividend Reinvestment Plan Share Acquisitions
Described below are the details of the number of Shares acquired by PDMRs through the reinvestment of the interim dividend for 2017 paid by the Group on 27 September 2017.
| Name | Shares |
|---|---|
| George Culmer | 131,237 |
| Antonio Lorenzo | 63 |
| Vim Maru | 4 |
| Zak Mian | 6,575 |
| Janet Pope | 506 |
| Stephen Shelley | 352 |
ENQUIRIES:
Investor Relations Douglas Radcliffe Group Investor Relations Director Email: douglas.radcliffe@ finance.lloydsbanking.com Group Corporate Affairs Matt Smith Head of Corporate Media Email: [email protected] +44 (0) 20 7356 1571 +44 (0) 20 7356 3522
The following notifications, made pursuant to Article 19(3) of the Market Abuse Regulation, provide further details .
NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | António
Horta-Osório | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Group
Chief Executive | |
| b) | Initial notification / Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Lloyds
Banking Group plc | |
| b) | LEI | 549300PPXHEU2JF0AM85 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Options
over Ordinary Shares of 10p each granted on 29 September 2017 at
GBP00.5103 per Share under the Lloyds Banking Group Sharesave
Scheme 2017, an all-employee share plan. N/A | |
| b) | Nature of the transaction | Option
granted under the Lloyds Banking Group Sharesave Scheme 2017, an
"all-employee" share plan, at 51.03 pence per Share. | |
| c) | Price(s) and volume(s) | | |
| | | Price(s) | Volume(s) |
| | | GBP00.5103 | 21,728 |
| d) | Aggregated information - Aggregated volume - Price | N/A | |
| e) | Date of the transaction | 29
September 2017 | |
| f) | Place of the transaction | Outside
a trading venue | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | George
Culmer | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief
Financial Officer | |
| b) | Initial notification / Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Lloyds
Banking Group plc | |
| b) | LEI | 549300PPXHEU2JF0AM85 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary
Shares of 10p each GB0008706128 | |
| b) | Nature of the transaction | Acquisition
of Shares through the reinvestment of the interim dividend for
2017 | |
| c) | Price(s) and volume(s) | | |
| | | Price(s) | Volume(s) |
| | Share
Incentive Plan | GBP00.6611 | 259 |
| | Global
Nominee Account | GBP00.6765 | 53,661 |
| d) | Aggregated information - Aggregated volume - Price | 53,920 GBP00.6764 | |
| e) | Date of the transaction | 28
September 2017 | |
| f) | Place of the transaction | London
Stock Exchange (XLON) | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary
Shares of 10p each GB0008706128 | |
| b) | Nature of the transaction | Acquisition
of Shares through the reinvestment of the interim dividend for
2017 | |
| c) | Price(s) and volume(s) | | |
| | | Price(s) | Volume(s) |
| | Halifax
Share Dealing Account (as nominee or in an ISA) | GBP00.6763 | 77,317 |
| d) | Aggregated information - Aggregated volume - Price | N/A | |
| e) | Date of the transaction | 27
September 2017 | |
| f) | Place of the transaction | London
Stock Exchange (XLON) | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Antonio
Lorenzo | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief Executive, Scottish Widows and Group Director, Insurance and
Wealth | |
| b) | Initial notification / Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Lloyds
Banking Group plc | |
| b) | LEI | 549300PPXHEU2JF0AM85 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Options
over Ordinary Shares of 10p each granted on 29 September 2017 at
GBP00.5103 per Share under the Lloyds Banking Group Sharesave
Scheme 2017, an all-employee share plan. N/A | |
| b) | Nature of the transaction | Option
granted under the Lloyds Banking Group Sharesave Scheme 2017, an
"all-employee" share plan, at 51.03 pence per Share. | |
| c) | Price(s) and volume(s) | | |
| | | Price(s) | Volume(s) |
| | | GBP00.5103 | 35,273 |
| d) | Aggregated information - Aggregated volume - Price | N/A | |
| e) | Date of the transaction | 29
September 2017 | |
| f) | Place of the transaction | Outside
a trading venue | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary
Shares of 10p each GB0008706128 | |
| b) | Nature of the transaction | Acquisition
of Shares through the reinvestment of the interim dividend for
2017 | |
| c) | Price(s) and volume(s) | | |
| | | Price(s) | Volume(s) |
| | Share
Incentive Plan | GBP00.6611 | 63 |
| d) | Aggregated information - Aggregated volume - Price | N/A | |
| e) | Date of the transaction | 28
September 2017 | |
| f) | Place of the transaction | London
Stock Exchange (XLON) | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Vim Maru | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Group Director, Retail | |
| b) | Initial notification / Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Lloyds
Banking Group plc | |
| b) | LEI | 549300PPXHEU2JF0AM85 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary
Shares of 10p each GB0008706128 | |
| b) | Nature of the transaction | Acquisition
of Shares through the reinvestment of the interim dividend for
2017 | |
| c) | Price(s) and volume(s) | | |
| | | Price(s) | Volume(s) |
| | Share
Incentive Plan | GBP00.6611 | 4 |
| d) | Aggregated information - Aggregated volume - Price | N/A (single transaction) | |
| e) | Date of the transaction | 28
September 2017 | |
| f) | Place of the transaction | London
Stock Exchange (XLON) | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Zak Mian | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Group Director, Transformation | |
| b) | Initial notification / Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Lloyds
Banking Group plc | |
| b) | LEI | 549300PPXHEU2JF0AM85 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Options
over Ordinary Shares of 10p each granted on 29 September 2017 at
GBP00.5103 per Share under the Lloyds Banking Group Sharesave
Scheme 2017, an all-employee share plan. N/A | |
| b) | Nature of the transaction | Option
granted under the Lloyds Banking Group Sharesave Scheme 2017, an
"all-employee" share plan, at 51.03 pence per Share. | |
| c) | Price(s) and volume(s) | | |
| | | Price(s) | Volume(s) |
| | | GBP00.5103 | 8,183 |
| d) | Aggregated information - Aggregated volume - Price | N/A (single transaction) | |
| e) | Date of the transaction | 29
September 2017 | |
| f) | Place of the transaction | Outside
a trading venue | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary
Shares of 10p each GB0008706128 | |
| b) | Nature of the transaction | Acquisition
of Shares through the reinvestment of the interim dividend for
2017 | |
| c) | Price(s) and volume(s) | | |
| | | Price(s) | Volume(s) |
| | Held in
own name | GBP00.6665 | 6 |
| | Halifax
Share Dealing Account (as nominee or in an ISA) | GBP00.6763 | 293 |
| d) | Aggregated information - Aggregated volume - Price | 299 GBP00.6761 | |
| e) | Date of the transaction | 27
September 2017 | |
| f) | Place of the transaction | London
Stock Exchange (XLON) | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary
Shares of 10p each GB0008706128 | |
| b) | Nature of the transaction | Acquisition
of Shares through the reinvestment of the interim dividend for
2017 | |
| c) | Price(s) and volume(s) | | |
| | | Price(s) | Volume(s) |
| | Share
Incentive Plan | GBP00.6611 | 315 |
| | Global
Nominee Account | GBP00.6765 | 5,961 |
| d) | Aggregated information - Aggregated volume - Price | 6,276 GBP00.6757 | |
| e) | Date of the transaction | 28
September 2017 | |
| f) | Place of the transaction | London
Stock Exchange (XLON) | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Janet Pope | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief of Staff and Group Director, Corporate Affairs and
Responsible Business & Inclusion | |
| b) | Initial notification / Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Lloyds
Banking Group plc | |
| b) | LEI | 549300PPXHEU2JF0AM85 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Options
over Ordinary Shares of 10p each granted on 29 September 2017 at
GBP00.5103 per Share under the Lloyds Banking Group Sharesave
Scheme 2017, an all-employee share plan. N/A | |
| b) | Nature of the transaction | Option
granted under the Lloyds Banking Group Sharesave Scheme 2017, an
"all-employee" share plan, at 51.03 pence per Share. | |
| c) | Price(s) and volume(s) | | |
| | | Price(s) | Volume(s) |
| | | GBP00.5103 | 21,728 |
| d) | Aggregated information - Aggregated volume - Price | N/A(single transaction) | |
| e) | Date of the transaction | 29
September 2017 | |
| f) | Place of the transaction | Outside
a trading venue | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary
Shares of 10p each GB0008706128 | |
| b) | Nature of the transaction | Acquisition
of Shares through the reinvestment of the interim dividend for
2017 | |
| c) | Price(s) and volume(s) | | |
| | | Price(s) | Volume(s) |
| | Share
Incentive Plan | GBP00.6611 | 506 |
| d) | Aggregated information - Aggregated volume - Price | N/A | |
| e) | Date of the transaction | 28
September 2017 | |
| f) | Place of the transaction | London
Stock Exchange (XLON) | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Stephen Shelley | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief Risk Officer | |
| b) | Initial notification / Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Lloyds
Banking Group plc | |
| b) | LEI | 549300PPXHEU2JF0AM85 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary
Shares of 10p each GB0008706128 | |
| b) | Nature of the transaction | Acquisition
of Shares through the reinvestment of the interim dividend for
2017 | |
| c) | Price(s) and volume(s) | | |
| | | Price(s) | Volume(s) |
| | Share
Incentive Plan | GBP00.6611 | 352 |
| d) | Aggregated information - Aggregated volume - Price | N/A (single transaction) | |
| e) | Date of the transaction | 28
September 2017 | |
| f) | Place of the transaction | London
Stock Exchange (XLON | |
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
LLOYDS BANKING GROUP plc
(Registrant)
By: Douglas Radcliffe
Name: Douglas Radcliffe
Title: Group Investor Relations Director
Date:02 October 2017
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