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Lloyds Banking Group PLC — Director's Dealing 2017
May 12, 2017
4691_ffr_2017-05-12_e157417d-2503-4771-8d1a-c3b9bc878e1c.zip
Director's Dealing
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.20549
FORM 6-K
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
12 May 2017
LLOYDS BANKING GROUP plc
(Translation of registrant's name into English)
5th Floor
25 Gresham Street
London
EC2V 7HN
United Kingdom
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.
Form 20-F..X.. Form 40-F
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No ..X..
If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- __
Index to Exhibits
Item
No. 1
Regulatory News Service Announcement, dated 12 May 2017
re: Director/PDMR Shareholding
12 May 2017
LLOYDS BANKING GROUP PLC ('GROUP') - NOTIFICATION OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES ('PDMRs') IN ORDINARY SHARES OF THE GROUP OF 10 PENCE EACH ('SHARES')
2017 Colleague Group Ownership Share award
As described in the 2016 Annual Report and Accounts, for the first time in 2017, all colleagues in the Group will receive an award of Shares valued at £200, which they will be required to hold for at least three years.
In this respect, the Group announces that on 10 May 2017 the following PDMRs each received an award of 289 Shares (for nil consideration).
| Name (1) |
|---|
| António |
| Horta-Osório |
| Juan |
| Colombás |
| George |
| Culmer |
| Andrew |
| Bester |
| Karin |
| Cook |
| Simon |
| Davies |
| Antonio |
| Lorenzo |
| Vim |
| Maru |
| Zak |
| Mian |
| David |
| Oldfield |
| Matt |
| Young |
(1) The award is being delivered through the Lloyds Banking Share Incentive Plan ("SIP") and is based on a Share price of 69.03 pence being the closing Share price on the day prior to the date of award.
Monthly Partnership and Matching Shares
In respect of the monthly acquisition of Partnership Shares and award of Matching Shares under the SIP, made on 9 May 2017, details are provided below in respect of those PDMRs who are also participants in the SIP.
ENQUIRIES:
Investor Relations Douglas Radcliffe Group Investor Relations Director Email: [email protected] Group Corporate Affairs Matt Smith Head of Corporate Media Email: [email protected] +44 (0) 20 7356 1571 +44 (0) 20 7356 3522
NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | António
Horta-Osório | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Group
Chief Executive | |
| b) | Initial
notification / Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Lloyds
Banking Group plc | |
| b) | LEI | 549300PPXHEU2JF0AM85 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the
financial instrument, type of instrument Identification
code | Ordinary Shares of
10p each GB0008706128 | |
| b) | Nature
of the transaction | Acquisition of
Shares - in respect of the 2017 Colleague Group Ownership Share
award under the Lloyds Banking Share Incentive Plan | |
| c) | Price(s) and
volume(s) | | |
| | | Price(s) | Volume(s) |
| | 2017
Colleague Group Ownership Share award | GBP00.0000 | 289 |
| d) | Aggregated
information -
Aggregated volume -
Price | N/A | |
| e) | Date
of the transaction | 10 May
2017 | |
| f) | Place
of the transaction | Outside a trading
venue | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the
financial instrument, type of instrument Identification
code | Ordinary Shares of
10p each GB0008706128 | |
| b) | Nature
of the transaction | Acquisition of
Shares - under the Lloyds Banking Share Incentive Plan | |
| c) | Price(s) and
volume(s) | | |
| | | Price(s) | Volume(s) |
| | Partnership
Shares | GBP00.6948 | 216 |
| | Matching
Award | GBP00.0000 | 64 |
| d) | Aggregated
information -
Aggregated volume -
Price | 280 See
4(c) | |
| e) | Date
of the transaction | 9 May
2017 | |
| f) | Place
of the transaction | London
Stock Exchange (XLON) | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Juan
Colombás | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief
Risk Officer | |
| b) | Initial
notification / Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Lloyds
Banking Group plc | |
| b) | LEI | 549300PPXHEU2JF0AM85 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the
financial instrument, type of instrument Identification
code | Ordinary Shares of
10p each GB0008706128 | |
| b) | Nature
of the transaction | Acquisition of
Shares - in respect of the 2017 Colleague Group Ownership Share
award under the Lloyds Banking Share Incentive Plan | |
| c) | Price(s) and
volume(s) | | |
| | | Price(s) | Volume(s) |
| | 2017
Colleague Group Ownership Share award | GBP00.0000 | 289 |
| d) | Aggregated
information -
Aggregated volume -
Price | N/A | |
| e) | Date
of the transaction | 10 May
2017 | |
| f) | Place
of the transaction | Outside a trading
venue | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the
financial instrument, type of instrument Identification
code | Ordinary Shares of
10p each GB0008706128 | |
| b) | Nature
of the transaction | Acquisition of
Shares - under the Lloyds Banking Share Incentive Plan | |
| c) | Price(s) and
volume(s) | | |
| | | Price(s) | Volume(s) |
| | Partnership
Shares | GBP00.6948 | 180 |
| | Matching
Award | GBP00.0000 | 64 |
| d) | Aggregated
information -
Aggregated volume -
Price | 244 See
4(c) | |
| e) | Date
of the transaction | 9 May
2017 | |
| f) | Place
of the transaction | London
Stock Exchange (XLON) | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | George
Culmer | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief
Financial Officer | |
| b) | Initial
notification / Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Lloyds
Banking Group plc | |
| b) | LEI | 549300PPXHEU2JF0AM85 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the
financial instrument, type of instrument Identification
code | Ordinary Shares of
10p each GB0008706128 | |
| b) | Nature
of the transaction | Acquisition of
Shares - in respect of the 2017 Colleague Group Ownership Share
award under the Lloyds Banking Share Incentive Plan | |
| c) | Price(s) and
volume(s) | | |
| | | Price(s) | Volume(s) |
| | 2017
Colleague Group Ownership Share award | GBP00.0000 | 289 |
| d) | Aggregated
information -
Aggregated volume -
Price | N/A | |
| e) | Date
of the transaction | 10 May
2017 | |
| f) | Place
of the transaction | Outside a trading
venue | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the
financial instrument, type of instrument Identification
code | Ordinary Shares of
10p each GB0008706128 | |
| b) | Nature
of the transaction | Acquisition of
Shares - under the Lloyds Banking Share Incentive Plan | |
| c) | Price(s) and
volume(s) | | |
| | | Price(s) | Volume(s) |
| | Partnership
Shares | GBP00.6948 | 180 |
| | Matching
Award | GBP00.0000 | 64 |
| d) | Aggregated
information -
Aggregated volume -
Price | 244 See
4(c) | |
| e) | Date
of the transaction | 9 May
2017 | |
| f) | Place
of the transaction | London
Stock Exchange (XLON) | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Andrew
Bester | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Group
Director & Chief Executive, Commercial Banking | |
| b) | Initial
notification / Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Lloyds
Banking Group plc | |
| b) | LEI | 549300PPXHEU2JF0AM85 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the
financial instrument, type of instrument Identification
code | Ordinary Shares of
10p each GB0008706128 | |
| b) | Nature
of the transaction | Acquisition of
Shares - in respect of the 2017 Colleague Group Ownership Share
award under the Lloyds Banking Share Incentive Plan | |
| c) | Price(s) and
volume(s) | | |
| | | Price(s) | Volume(s) |
| | 2017
Colleague Group Ownership Share award | GBP00.0000 | 289 |
| d) | Aggregated
information -
Aggregated volume -
Price | N/A N/A | |
| e) | Date
of the transaction | 10 May
2017 | |
| f) | Place
of the transaction | Outside a trading
venue | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Karin
Cook | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Group
Director Operations | |
| b) | Initial
notification / Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Lloyds
Banking Group plc | |
| b) | LEI | 549300PPXHEU2JF0AM85 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the
financial instrument, type of instrument Identification
code | Ordinary Shares of
10p each GB0008706128 | |
| b) | Nature
of the transaction | Acquisition of
Shares - in respect of the 2017 Colleague Group Ownership Share
award under the Lloyds Banking Share Incentive Plan | |
| c) | Price(s) and
volume(s) | | |
| | | Price(s) | Volume(s) |
| | 2017
Colleague Group Ownership Share award | GBP00.0000 | 289 |
| d) | Aggregated
information -
Aggregated volume -
Price | N/A | |
| e) | Date
of the transaction | 10 May
2017 | |
| f) | Place
of the transaction | Outside a trading
venue | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the
financial instrument, type of instrument Identification
code | Ordinary Shares of
10p each GB0008706128 | |
| b) | Nature
of the transaction | Acquisition of
Shares - under the Lloyds Banking Share Incentive Plan | |
| c) | Price(s) and
volume(s) | | |
| | | Price(s) | Volume(s) |
| | Partnership
Shares | GBP00.6948 | 179 |
| | Matching
Award | GBP00.0000 | 64 |
| d) | Aggregated
information -
Aggregated volume -
Price | 243 See
4(c) | |
| e) | Date
of the transaction | 9 May
2017 | |
| f) | Place
of the transaction | London
Stock Exchange (XLON) | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Simon
Davies | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief
People, Legal and Strategy Officer | |
| b) | Initial
notification / Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Lloyds
Banking Group plc | |
| b) | LEI | 549300PPXHEU2JF0AM85 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the
financial instrument, type of instrument Identification
code | Ordinary Shares of
10p each GB0008706128 | |
| b) | Nature
of the transaction | Acquisition of
Shares - in respect of the 2017 Colleague Group Ownership Share
award under the Lloyds Banking Share Incentive Plan | |
| c) | Price(s) and
volume(s) | | |
| | | Price(s) | Volume(s) |
| | 2017
Colleague Group Ownership Share award | GBP00.0000 | 289 |
| d) | Aggregated
information -
Aggregated volume -
Price | N/A | |
| e) | Date
of the transaction | 10 May
2017 | |
| f) | Place
of the transaction | Outside a trading
venue | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the
financial instrument, type of instrument Identification
code | Ordinary Shares of
10p each GB0008706128 | |
| b) | Nature
of the transaction | Acquisition of
Shares - under the Lloyds Banking Share Incentive Plan | |
| c) | Price(s) and
volume(s) | | |
| | | Price(s) | Volume(s) |
| | Partnership
Shares | GBP00.6948 | 216 |
| | Matching
Award | GBP00.0000 | 64 |
| d) | Aggregated
information -
Aggregated volume -
Price | 280 See
4(c) | |
| e) | Date
of the transaction | 9 May
2017 | |
| f) | Place
of the transaction | London
Stock Exchange (XLON) | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Antonio
Lorenzo | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief
Executive, Scottish Widows and Group Director,
Insurance | |
| b) | Initial
notification / Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Lloyds
Banking Group plc | |
| b) | LEI | 549300PPXHEU2JF0AM85 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the
financial instrument, type of instrument Identification
code | Ordinary Shares of
10p each GB0008706128 | |
| b) | Nature
of the transaction | Acquisition of
Shares -in respect of the 2017 Colleague Group Ownership Share
award under the Lloyds Banking Share Incentive Plan | |
| c) | Price(s) and
volume(s) | | |
| | | Price(s) | Volume(s) |
| | 2017
Colleague Group Ownership Share award | GBP00.0000 | 289 |
| d) | Aggregated
information -
Aggregated volume -
Price | N/A | |
| e) | Date
of the transaction | 10 May
2017 | |
| f) | Place
of the transaction | Outside a trading
venue | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the
financial instrument, type of instrument Identification
code | Ordinary Shares of
10p each GB0008706128 | |
| b) | Nature
of the transaction | Acquisition of
Shares - under the Lloyds Banking Share Incentive Plan | |
| c) | Price(s) and
volume(s) | | |
| | | Price(s) | Volume(s) |
| | Partnership
Shares | GBP00.
6948 | 216 |
| | Matching
Award | GBP00.0000 | 64 |
| d) | Aggregated
information -
Aggregated volume -
Price | 280 See
4(c) | |
| e) | Date
of the transaction | 9 May
2017 | |
| f) | Place
of the transaction | London
Stock Exchange (XLON) | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Vim
Maru | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Group
Director, Group Customer Products & Marketing | |
| b) | Initial
notification / Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Lloyds
Banking Group plc | |
| b) | LEI | 549300PPXHEU2JF0AM85 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the
financial instrument, type of instrument Identification
code | Ordinary Shares of
10p each GB0008706128 | |
| b) | Nature
of the transaction | Acquisition of
Shares - in respect of the 2017 Colleague Group Ownership Share
award under the Lloyds Banking Share Incentive Plan | |
| c) | Price(s) and
volume(s) | | |
| | | Price(s) | Volume(s) |
| | 2017
Colleague Group Ownership Share award | GBP00.0000 | 289 |
| d) | Aggregated
information -
Aggregated volume -
Price | N/A N/A | |
| e) | Date
of the transaction | 10 May
2017 | |
| f) | Place
of the transaction | Outside a trading
venue | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Zak
Mian | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Group
Director, Digital & Transformation | |
| b) | Initial
notification / Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Lloyds
Banking Group plc | |
| b) | LEI | 549300PPXHEU2JF0AM85 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the
financial instrument, type of instrument Identification
code | Ordinary Shares of
10p each GB0008706128 | |
| b) | Nature
of the transaction | Acquisition of
Shares - in respect of the 2017 Colleague Group Ownership Share
award under the Lloyds Banking Share Incentive Plan | |
| c) | Price(s) and
volume(s) | | |
| | | Price(s) | Volume(s) |
| | 2017
Colleague Group Ownership Share award | GBP00.0000 | 289 |
| d) | Aggregated
information -
Aggregated volume -
Price | N/A | |
| e) | Date
of the transaction | 10 May
2017 | |
| f) | Place
of the transaction | Outside a trading
venue | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the
financial instrument, type of instrument Identification
code | Ordinary Shares of
10p each GB0008706128 | |
| b) | Nature
of the transaction | Acquisition of
Shares - under the Lloyds Banking Share Incentive Plan | |
| c) | Price(s) and
volume(s) | | |
| | | Price(s) | Volume(s) |
| | Partnership
Shares | GBP00.6948 | 43 |
| | Matching
Award | GBP00.0000 | 63 |
| d) | Aggregated
information -
Aggregated volume -
Price | 106 See
4(c) | |
| e) | Date
of the transaction | 9 May
2017 | |
| f) | Place
of the transaction | London
Stock Exchange (XLON) | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | David
Oldfield | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Group
Director, Retail and Consumer Finance | |
| b) | Initial
notification / Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Lloyds
Banking Group plc | |
| b) | LEI | 549300PPXHEU2JF0AM85 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the
financial instrument, type of instrument Identification
code | Ordinary Shares of
10p each GB0008706128 | |
| b) | Nature
of the transaction | Acquisition of
Shares - in respect of the 2017 Colleague Group Ownership Share
award under the Lloyds Banking Share Incentive Plan | |
| c) | Price(s) and
volume(s) | | |
| | | Price(s) | Volume(s) |
| | 2017
Colleague Group Ownership Share award | GBP00.0000 | 289 |
| d) | Aggregated
information -
Aggregated volume -
Price | N/A N/A | |
| e) | Date
of the transaction | 10 May
2017 | |
| f) | Place
of the transaction | Outside a trading
venue | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Matt
Young | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Group
Corporate Affairs Director | |
| b) | Initial
notification / Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Lloyds
Banking Group plc | |
| b) | LEI | 549300PPXHEU2JF0AM85 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the
financial instrument, type of instrument Identification
code | Ordinary Shares of
10p each GB0008706128 | |
| b) | Nature
of the transaction | Acquisition of
Shares - in respect of the 2017 Colleague Group Ownership Share
award under the Lloyds Banking Share Incentive Plan | |
| c) | Price(s) and
volume(s) | | |
| | | Price(s) | Volume(s) |
| | 2017
Colleague Group Ownership Share award | GBP00.0000 | 289 |
| d) | Aggregated
information -
Aggregated volume -
Price | N/A N/A | |
| e) | Date
of the transaction | 10 May
2017 | |
| f) | Place
of the transaction | Outside a trading
venue | |
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
LLOYDS BANKING GROUP plc
(Registrant)
By: Douglas Radcliffe
Name: Douglas Radcliffe
Title: Group Investor Relations Director
Date: 12 May 2017
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