AI assistant
Lloyds Banking Group PLC — Director's Dealing 2017
Sep 19, 2017
4691_ffr_2017-09-19_decd1028-2198-49e3-9698-6085bbae6f77.zip
Director's Dealing
Open in viewerOpens in your device viewer
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.20549
FORM 6-K
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
19 September 2017
LLOYDS BANKING GROUP plc
(Translation of registrant's name into English)
5th Floor
25 Gresham Street
London
EC2V 7HN
United Kingdom
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.
Form 20-F..X.. Form 40-F
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No ..X..
If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- _
Index to Exhibits
Item
No.1
Regulatory News Service Announcement, dated 19 September 2017
re: Director/PDMR Shareholding
19 September 2017
LLOYDS BANKING GROUP PLC ('GROUP') - NOTIFICATION OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES ('PDMRs') IN ORDINARY SHARES OF THE GROUP OF 10 PENCE EACH ('SHARES')
This announcement should be read in conjunction with the Summary Remuneration Announcement and disclosures in the 2016 Annual Report and Accounts published on 22 February 2017. The 2016 Annual Report and Accounts is available on the 'Annual Reports' page in the 'Investors & Performance' section of the Group's website www.lloydsbankinggroup.com.
Deferred Bonus Awards for 2013, 2014, 2015 and 2016 Performance
As announced on 22 February 2017, Deferred Bonus Awards are due to be released in 2017 which relate to performance in 2013, 2014, 2015 and 2016. In accordance with the Group's deferral policy, a proportion of the Shares are released over three years, being received in tranches in March and September.
In this respect, the Group announces that yesterday, after the settlement of income tax and national insurance contributions, the PDMRs listed in the table below received the number of Shares (for no payment) as set out by their name.
| Name | 2013 | 2014 | 2015 | 2016 |
|---|---|---|---|---|
| António | ||||
| Horta-Osório | - | - | - | 187,854 |
| George | ||||
| Culmer | - | 164,443 | - | 88,467 |
| Juan | ||||
| Colombás | - | 155,125 | - | 88,983 |
| Karin | ||||
| Cook | 17,360 | 14,918 | 17,827 | 59,233 |
| Antonio | ||||
| Lorenzo | 47,033 | 28,664 | 43,621 | 84,290 |
| Vim | ||||
| Maru | 23,926 | 28,512 | 26,488 | 69,868 |
| Zak | ||||
| Mian | - | 7,209 | 5,688 | 47,327 |
| David | ||||
| Oldfield | 19,857 | 18,363 | 23,119 | 92,013 |
| Janet | ||||
| Pope | - | - | 5,767 | 67,776 |
| Stephen | ||||
| Shelley | 21,839 | 19,339 | 19,245 | 152,312 |
Fixed Share Awards
This announcement details the number of Shares acquired by PDMRs in respect of the third quarter of 2017 under the Group's Fixed Share Award, as described in the Summary Remuneration Announcement. In this respect, the Group announces that, after the settlement of income tax and national insurance contributions, Shares were acquired on 18 September 2017 on behalf of the PDMRs as listed in the table below. The acquisition price was 65.735 pence per Share.
The Shares will be held on behalf of the PDMRs and will be released over five years, with 20 per cent being released each year on the anniversary of the award.
| Name | Shares |
|---|---|
| António | |
| Horta-Osório | 181,410 |
| George | |
| Culmer | 101,589 |
| Juan | |
| Colombás | 100,178 |
| Karin | |
| Cook | 81,836 |
| Antonio | |
| Lorenzo | 100,743 |
| Vim | |
| Maru | 81,836 |
| Zak | |
| Mian | 81,836 |
| David | |
| Oldfield | 91,712 |
Group Chief Executive Acquisition of Shares
As described in the Summary Remuneration Announcement, the form of the Group Chief Executive's increase in base salary will follow that for 2016, with 2 per cent delivered in cash and the remainder delivered in Shares .
In this respect, the Group announces that, after the settlement of income tax and national insurance contributions, 4,871 Shares were acquired on 18 September 2017 on behalf of António Horta-Osório in respect of his September 2017 salary. The acquisition price was 65.735 pence per Share.
Disposal of Shares
The Group announces the sale of Shares by PDMRs as set out below. Following the sale of Shares, the PDMRs continue to comply with the Group's shareholding policy requirements and hold Shares as set out below, including Shares subject to holding periods of up to a further two years post vesting.
| Name of PDMR | Number of Shares Sold | Price Per Share | Transaction date | Number of Shares held by the PDMR (and persons closely
associated) following the sale |
| --- | --- | --- | --- | --- |
| Karin
Cook | 225,000 | 64.76
pence | 14
September 2017 | |
| | 109,338 | 65.7007
pence | 18
September 2017 | 2,108,511 |
| David
Oldfield | 500,000 | 64.33
pence | 14
September 2017 | 2,190,280 |
| Janet
Pope | 175,000 | 64.34
pence | 14
September 2017 | |
| | 175,000 | 65.391
pence | 14
September 2017 | 1,315,421 |
ENQUIRIES:
Investor Relations Douglas Radcliffe Group Investor Relations Director Email: douglas.radcliffe@ finance.lloydsbanking.com Group Corporate Affairs Matt Smith Head of Corporate Media Email: [email protected] +44 (0) 20 7356 1571 +44 (0) 20 7356 3522
NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | António
Horta-Osório | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Group
Chief Executive | |
| b) | Initial notification / Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Lloyds
Banking Group plc | |
| b) | LEI | 549300PPXHEU2JF0AM85 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares of 10p each GB0008706128 | |
| b) | Nature of the transaction | Gross
number of Shares released for the Deferred Bonus Award before sale of Shares for
income tax
and national insurance contributions (NICs). | |
| c) | Price(s) and volume(s) | | |
| | | Price(s) | Volume(s) |
| | Deferred Bonus
Plan (2016) | GBP00.0000 | 354,443 |
| d) | Aggregated information - Aggregated volume - Price | 354,443 GBP00.0000 | |
| e) | Date of the transaction | 18
September 2017 | |
| f) | Place of the transaction | Outside a trading
venue | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares of 10p each GB0008706128 | |
| b) | Nature of the transaction | 1. Acquisition of Shares - Portion of the Group Chief
Executive's increase in base salary delivered in Shares (as
described in the Summary Remuneration Announcement) in respect of
September 2017 salary. 2. Acquisition of Shares at GBP00.65735
each in respect of the third
quarter of 2017 under the Group's Fixed Share Award. | |
| c) | Price(s) and volume(s) | | |
| | | Price(s) | Volume(s) |
| | Acquisition of
Shares | GBP00.65735 | 4,871 |
| | Fixed Share Award | GBP00.65735 | 181,410 |
| d) | Aggregated information - Aggregated volume - Price | 186,281 GBP00.65735 | |
| e) | Date of the transaction | 18
September 2017 | |
| f) | Place of the transaction | London
Stock Exchange (XLON) | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares of 10p each GB0008706128 | |
| b) | Nature of the transaction | Disposal of Shares
on behalf of PDMR to meet income tax
and NICs due on the r elease of the Deferred Bonus Awards. | |
| c) | Price(s) and volume(s) | | |
| | | Price(s) | Volume(s) |
| | | GBP00.654878 | 166,589 |
| d) | Aggregated information - Aggregated volume - Price | N/A (single transaction) | |
| e) | Date of the transaction | 18
September 2017 | |
| f) | Place of the transaction | London
Stock Exchange (XLON) | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | George
Culmer | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief
Financial Officer | |
| b) | Initial notification / Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Lloyds
Banking Group plc | |
| b) | LEI | 549300PPXHEU2JF0AM85 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares of 10p each GB0008706128 | |
| b) | Nature of the transaction | Gross
number of Shares released for the Deferred Bonus Award before sale of Shares for
income tax
and national insurance contributions (NICs). | |
| c) | Price(s) and volume(s) | | |
| | | Price(s) | Volume(s) |
| | Deferred Bonus Plan (2014) | GBP00.0000 | 310,271 |
| | Deferred Bonus
Plan (2016) | GBP00.0000 | 166,920 |
| d) | Aggregated information - Aggregated volume - Price | 477,191 GBP00.0000 | |
| e) | Date of the transaction | 18
September 2017 | |
| f) | Place of the transaction | Outside a trading
venue | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares of 10p each GB0008706128 | |
| b) | Nature of the transaction | Acquisition of Shares at
GBP00.65735 each in respect of the
third quarter of 2017 under the Group's Fixed Share Award. | |
| c) | Price(s) and volume(s) | | |
| | | Price(s) | Volume(s) |
| | Fixed Share Award | GBP00.65735 | 101,589 |
| d) | Aggregated information - Aggregated volume - Price | N/A (single transaction) | |
| e) | Date of the transaction | 18
September 2017 | |
| f) | Place of the transaction | London
Stock Exchange (XLON) | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares of 10p each GB0008706128 | |
| b) | Nature of the transaction | Disposal of Shares
on behalf of PDMR to meet income tax
and NICs due on the r elease of the Deferred Bonus Awards. | |
| c) | Price(s) and volume(s) | | |
| | | Price(s) | Volume(s) |
| | | GBP00.654878 | 224,281 |
| d) | Aggregated information - Aggregated volume - Price | N/A (single transaction) | |
| e) | Date of the transaction | 18
September 2017 | |
| f) | Place of the transaction | London
Stock Exchange (XLON) | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Juan
Colombás | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief
Operating Officer | |
| b) | Initial notification / Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Lloyds
Banking Group plc | |
| b) | LEI | 549300PPXHEU2JF0AM85 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares of 10p each GB0008706128 | |
| b) | Nature of the transaction | Gross
number of Shares released for the Deferred Bonus Award before sale of Shares for
income tax
and national insurance contributions (NICs). | |
| c) | Price(s) and volume(s) | | |
| | | Price(s) | Volume(s) |
| | Deferred Bonus Plan (2014) | GBP00.0000 | 292,689 |
| | Deferred Bonus
Plan (2016) | GBP00.0000 | 167,894 |
| d) | Aggregated information - Aggregated volume - Price | 460,583 GBP00.0000 | |
| e) | Date of the transaction | 18
September 2017 | |
| f) | Place of the transaction | Outside a trading
venue | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares of 10p each GB0008706128 | |
| b) | Nature of the transaction | Acquisition of Shares at
GBP00.65735 each in respect of the
third quarter of 2017 under the Group's Fixed Share Award. | |
| c) | Price(s) and volume(s) | | |
| | | Price(s) | Volume(s) |
| | Fixed Share Award | GBP00.65735 | 100,178 |
| d) | Aggregated information - Aggregated volume - Price | N/A (single transaction) | |
| e) | Date of the transaction | 18
September 2017 | |
| f) | Place of the transaction | London
Stock Exchange (XLON) | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares of 10p each GB0008706128 | |
| b) | Nature of the transaction | Disposal of Shares
on behalf of PDMR to meet income tax
and NICs due on the r elease of the Deferred Bonus Awards. | |
| c) | Price(s) and volume(s) | | |
| | | Price(s) | Volume(s) |
| | | GBP00.654878 | 216,475 |
| d) | Aggregated information - Aggregated volume - Price | N/A (single transaction) | |
| e) | Date of the transaction | 18
September 2017 | |
| f) | Place of the transaction | London
Stock Exchange (XLON) | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Karin
Cook | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Group Services Director | |
| b) | Initial notification / Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Lloyds
Banking Group plc | |
| b) | LEI | 549300PPXHEU2JF0AM85 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares of 10p each GB0008706128 | |
| b) | Nature of the transaction | Gross
number of Shares released for the Deferred Bonus Award before sale of Shares for
income tax
and national insurance contributions (NICs). | |
| c) | Price(s) and volume(s) | | |
| | | Price(s) | Volume(s) |
| | Deferred Bonus Plan (2013) | GBP00.0000 | 32,756 |
| | Deferred Bonus
Plan (2014) | GBP00.0000 | 28,149 |
| | Deferred Bonus
Plan (2015) | GBP00.0000 | 33,636 |
| | Deferred Bonus
Plan (2016) | GBP00.0000 | 111,762 |
| d) | Aggregated information - Aggregated volume - Price | 206,303 GBP00.0000 | |
| e) | Date of the transaction | 18
September 2017 | |
| f) | Place of the transaction | Outside a trading
venue | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares of 10p each GB0008706128 | |
| b) | Nature of the transaction | Acquisition of Shares at
GBP00.65735 each in respect of the
third quarter of 2017 under the Group's Fixed Share Award. | |
| c) | Price(s) and volume(s) | | |
| | | Price(s) | Volume(s) |
| | Fixed Share Award | GBP00.65735 | 81,836 |
| d) | Aggregated information - Aggregated volume - Price | N/A (single transaction) | |
| e) | Date of the transaction | 18
September 2017 | |
| f) | Place of the transaction | London
Stock Exchange (XLON) | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares of 10p each GB0008706128 | |
| b) | Nature of the transaction | Disposal of Shares
on behalf of PDMR to meet income tax
and NICs due on the r elease of the Deferred Bonus Awards. | |
| c) | Price(s) and volume(s) | | |
| | | Price(s) | Volume(s) |
| | | GBP00.654878 | 96,965 |
| d) | Aggregated information - Aggregated volume - Price | N/A (single transaction) | |
| e) | Date of the transaction | 18
September 2017 | |
| f) | Place of the transaction | London
Stock Exchange (XLON) | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares of 10p each GB0008706128 | |
| b) | Nature of the transaction | Disposal of
Shares | |
| c) | Price(s) and volume(s) | | |
| | | Price(s) | Volume(s) |
| | | GBP00.6476 | 225,000 |
| d) | Aggregated information - Aggregated volume - Price | N/A (single transaction) | |
| e) | Date of the transaction | 14
September 2017 | |
| f) | Place of the transaction | London
Stock Exchange (XLON) | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares of 10p each GB0008706128 | |
| b) | Nature of the transaction | Disposal of
Shares | |
| c) | Price(s) and volume(s) | | |
| | | Price(s) | Volume(s) |
| | | GBP00.657007 | 109,338 |
| d) | Aggregated information - Aggregated volume - Price | N/A (single transaction) | |
| e) | Date of the transaction | 18
September 2017 | |
| f) | Place of the transaction | London
Stock Exchange (XLON) | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Antonio
Lorenzo | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief Executive, Scottish Widows and Group Director, Insurance and
Wealth | |
| b) | Initial notification / Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Lloyds
Banking Group plc | |
| b) | LEI | 549300PPXHEU2JF0AM85 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares of 10p each GB0008706128 | |
| b) | Nature of the transaction | Gross
number of Shares released for the Deferred Bonus Award before sale of Shares for
income tax
and national insurance contributions (NICs). | |
| c) | Price(s) and volume(s) | | |
| | | Price(s) | Volume(s) |
| | Deferred Bonus Plan (2013) | GBP00.0000 | 88,743 |
| | Deferred Bonus
Plan (2014) | GBP00.0000 | 54,084 |
| | Deferred Bonus
Plan (2015) | GBP00.0000 | 82,304 |
| | Deferred Bonus
Plan (2016) | GBP00.0000 | 159,038 |
| d) | Aggregated information - Aggregated volume - Price | 384,169 GBP00.0000 | |
| e) | Date of the transaction | 18
September 2017 | |
| f) | Place of the transaction | Outside a trading
venue | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares of 10p each GB0008706128 | |
| b) | Nature of the transaction | Acquisition of Shares at
GBP00.65735 each in respect of the
third quarter of 2017 under the Group's Fixed Share Award. | |
| c) | Price(s) and volume(s) | | |
| | | Price(s) | Volume(s) |
| | Fixed Share Award | GBP00.65735 | 100,743 |
| d) | Aggregated information - Aggregated volume - Price | N/A (single transaction) | |
| e) | Date of the transaction | 18
September 2017 | |
| f) | Place of the transaction | London
Stock Exchange (XLON) | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares of 10p each GB0008706128 | |
| b) | Nature of the transaction | Disposal of Shares
on behalf of PDMR to meet income tax
and NICs due on the r elease of the Deferred Bonus Awards. | |
| c) | Price(s) and volume(s) | | |
| | | Price(s) | Volume(s) |
| | | GBP00.654878 | 180,561 |
| d) | Aggregated information - Aggregated volume - Price | N/A (single transaction) | |
| e) | Date of the transaction | 18
September 2017 | |
| f) | Place of the transaction | London
Stock Exchange (XLON) | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Vim
Maru | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Group Director, Retail | |
| b) | Initial notification / Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Lloyds
Banking Group plc | |
| b) | LEI | 549300PPXHEU2JF0AM85 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares of 10p each GB0008706128 | |
| b) | Nature of the transaction | Gross
number of Shares released for the Deferred Bonus Award before sale of Shares for
income tax
and national insurance contributions (NICs). | |
| c) | Price(s) and volume(s) | | |
| | | Price(s) | Volume(s) |
| | Deferred Bonus Plan (2013) | GBP00.0000 | 45,145 |
| | Deferred Bonus
Plan (2014) | GBP00.0000 | 53,797 |
| | Deferred Bonus
Plan (2015) | GBP00.0000 | 49,979 |
| | Deferred Bonus
Plan (2016) | GBP00.0000 | 131,827 |
| d) | Aggregated information - Aggregated volume - Price | 280,748 GBP00.0000 | |
| e) | Date of the transaction | 18
September 2017 | |
| f) | Place of the transaction | Outside a trading
venue | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares of 10p each GB0008706128 | |
| b) | Nature of the transaction | Acquisition of Shares at
GBP00.65735 each in respect of the
third quarter of 2017 under the Group's Fixed Share Award. | |
| c) | Price(s) and volume(s) | | |
| | | Price(s) | Volume(s) |
| | Fixed Share Award | GBP00.65735 | 81,836 |
| d) | Aggregated information - Aggregated volume - Price | N/A (single transaction) | |
| e) | Date of the transaction | 18
September 2017 | |
| f) | Place of the transaction | London
Stock Exchange (XLON) | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares of 10p each GB0008706128 | |
| b) | Nature of the transaction | Disposal of Shares
on behalf of PDMR to meet income tax
and NICs due on the r elease of the Deferred Bonus Awards. | |
| c) | Price(s) and volume(s) | | |
| | | Price(s) | Volume(s) |
| | | GBP00.654878 | 131,954 |
| d) | Aggregated information - Aggregated volume - Price | N/A (single transaction) | |
| e) | Date of the transaction | 18
September 2017 | |
| f) | Place of the transaction | London
Stock Exchange (XLON) | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Zak
Mian | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Group Director, Transformation | |
| b) | Initial notification / Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Lloyds
Banking Group plc | |
| b) | LEI | 549300PPXHEU2JF0AM85 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares of 10p each GB0008706128 | |
| b) | Nature of the transaction | Gross
number of Shares released for the Deferred Bonus Award before sale of Shares for
income tax
and national insurance contributions (NICs). | |
| c) | Price(s) and volume(s) | | |
| | | Price(s) | Volume(s) |
| | Deferred Bonus
Plan (2014) | GBP00.0000 | 13,603 |
| | Deferred Bonus
Plan (2015) | GBP00.0000 | 10,733 |
| | Deferred Bonus
Plan (2016) | GBP00.0000 | 89,298 |
| d) | Aggregated information - Aggregated volume - Price | 113,634 GBP00.0000 | |
| e) | Date of the transaction | 18
September 2017 | |
| f) | Place of the transaction | Outside a trading
venue | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares of 10p each GB0008706128 | |
| b) | Nature of the transaction | Acquisition of Shares at
GBP00.65735 each in respect of the
third quarter of 2017 under the Group's Fixed Share Award. | |
| c) | Price(s) and volume(s) | | |
| | | Price(s) | Volume(s) |
| | Fixed Share Award | GBP00.65735 | 81,836 |
| d) | Aggregated information - Aggregated volume - Price | N/A (single transaction) | |
| e) | Date of the transaction | 18
September 2017 | |
| f) | Place of the transaction | London
Stock Exchange (XLON) | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares of 10p each GB0008706128 | |
| b) | Nature of the transaction | Disposal of Shares
on behalf of PDMR to meet income tax
and NICs due on the r elease of the Deferred Bonus Awards. | |
| c) | Price(s) and volume(s) | | |
| | | Price(s) | Volume(s) |
| | | GBP00.654878 | 53,410 |
| d) | Aggregated information - Aggregated volume - Price | N/A (single transaction) | |
| e) | Date of the transaction | 18
September 2017 | |
| f) | Place of the transaction | London
Stock Exchange (XLON) | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | David
Oldfield | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Group Director, Commercial Banking | |
| b) | Initial notification / Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Lloyds
Banking Group plc | |
| b) | LEI | 549300PPXHEU2JF0AM85 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares of 10p each GB0008706128 | |
| b) | Nature of the transaction | Gross
number of Shares released for the Deferred Bonus Award before sale of Shares for
income tax
and national insurance contributions (NICs). | |
| c) | Price(s) and volume(s) | | |
| | | Price(s) | Volume(s) |
| | Deferred Bonus
Plan (2013) | GBP00.0000 | 37,467 |
| | Deferred Bonus
Plan (2014) | GBP00.0000 | 34,649 |
| | Deferred Bonus
Plan (2015) | GBP00.0000 | 43,621 |
| | Deferred Bonus
Plan (2016) | GBP00.0000 | 173,610 |
| d) | Aggregated information - Aggregated volume - Price | 289,347 GBP00.0000 | |
| e) | Date of the transaction | 18
September 2017 | |
| f) | Place of the transaction | Outside a trading
venue | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares of 10p each GB0008706128 | |
| b) | Nature of the transaction | Acquisition of Shares at
GBP00.65735 each in respect of the
third quarter of 2017 under the Group's Fixed Share Award. | |
| c) | Price(s) and volume(s) | | |
| | | Price(s) | Volume(s) |
| | Fixed Share Award | GBP00.65735 | 91,712 |
| d) | Aggregated information - Aggregated volume - Price | N/A (single transaction) | |
| e) | Date of the transaction | 18
September 2017 | |
| f) | Place of the transaction | London
Stock Exchange (XLON) | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares of 10p each GB0008706128 | |
| b) | Nature of the transaction | Disposal of Shares
on behalf of PDMR to meet income tax
and NICs due on the r elease of the Deferred Bonus Awards. | |
| c) | Price(s) and volume(s) | | |
| | | Price(s) | Volume(s) |
| | | GBP00.654878 | 135,995 |
| d) | Aggregated information - Aggregated volume - Price | N/A (single transaction) | |
| e) | Date of the transaction | 18
September 2017 | |
| f) | Place of the transaction | London
Stock Exchange (XLON) | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares of 10p each GB0008706128 | |
| b) | Nature of the transaction | Disposal of
Shares | |
| c) | Price(s) and volume(s) | | |
| | | Price(s) | Volume(s) |
| | | GBP00.6433 | 500,000 |
| d) | Aggregated information - Aggregated volume - Price | N/A (single transaction) | |
| e) | Date of the transaction | 14
September 2017 | |
| f) | Place of the transaction | London
Stock Exchange (XLON) | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Janet
Pope | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief of Staff. Director of Group Corporate Affairs and Responsible
Business & Inclusion | |
| b) | Initial notification / Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Lloyds
Banking Group plc | |
| b) | LEI | 549300PPXHEU2JF0AM85 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares of 10p each GB0008706128 | |
| b) | Nature of the transaction | Gross
number of Shares released for the Deferred Bonus Award before sale of Shares for
income tax
and national insurance contributions (NICs). | |
| c) | Price(s) and volume(s) | | |
| | | Price(s) | Volume(s) |
| | Deferred Bonus
Plan (2015) | GBP00.0000 | 10,882 |
| | Deferred Bonus
Plan (2016) | GBP00.0000 | 127,880 |
| d) | Aggregated information - Aggregated volume - Price | 138,762 GBP00.0000 | |
| e) | Date of the transaction | 18
September 2017 | |
| f) | Place of the transaction | Outside a trading
venue | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares of 10p each GB0008706128 | |
| b) | Nature of the transaction | Disposal of Shares
on behalf of PDMR to meet income tax
and NICs due on the r elease of the Deferred Bonus Awards. | |
| c) | Price(s) and volume(s) | | |
| | | Price(s) | Volume(s) |
| | | GBP00.654878 | 65,219 |
| d) | Aggregated information - Aggregated volume - Price | N/A (single transaction) | |
| e) | Date of the transaction | 18
September 2017 | |
| f) | Place of the transaction | London
Stock Exchange (XLON) | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares of 10p each GB0008706128 | |
| b) | Nature of the transaction | Disposal of
Shares | |
| c) | Price(s) and volume(s) | | |
| | | Price(s) | Volume(s) |
| | | GBP00.6434 | 175,000 |
| | | GBP00.65391 | 175,000 |
| d) | Aggregated information - Aggregated volume - Price | 350,000 GBP00.64866 | |
| e) | Date of the transaction | 14
September 2017 | |
| f) | Place of the transaction | London
Stock Exchange (XLON) | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Stephen
Shelley | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief Risk Officer | |
| b) | Initial notification / Amendment | Initial
Notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Lloyds
Banking Group plc | |
| b) | LEI | 549300PPXHEU2JF0AM85 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares of 10p each GB0008706128 | |
| b) | Nature of the transaction | Gross
number of Shares released for the Deferred Bonus Award before sale of Shares for
income tax
and national insurance contributions (NICs). | |
| c) | Price(s) and volume(s) | | |
| | | Price(s) | Volume(s) |
| | Deferred Bonus
Plan (2013) | GBP00.0000 | 41,207 |
| | Deferred Bonus
Plan (2014) | GBP00.0000 | 36,489 |
| | Deferred Bonus
Plan (2015) | GBP00.0000 | 36,312 |
| | Deferred Bonus
Plan (2016) | GBP00.0000 | 287,383 |
| d) | Aggregated information - Aggregated volume - Price | 401,391 GBP00.0000 | |
| e) | Date of the transaction | 18
September 2017 | |
| f) | Place of the transaction | Outside a trading
venue | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary Shares of 10p each GB0008706128 | |
| b) | Nature of the transaction | Disposal of Shares
on behalf of PDMR to meet income tax
and NICs due on the r elease of the Deferred Bonus Awards. | |
| c) | Price(s) and volume(s) | | |
| | | Price(s) | Volume(s) |
| | | GBP00.654878 | 188,656 |
| d) | Aggregated information - Aggregated volume - Price | N/A (single transaction) | |
| e) | Date of the transaction | 18
September 2017 | |
| f) | Place of the transaction | London
Stock Exchange (XLON) | |
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
LLOYDS BANKING GROUP plc
(Registrant)
By: Douglas Radcliffe
Name: Douglas Radcliffe
Title: Group Investor Relations Director
Date:19 September 2017
page break