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LKQ CORP — Director's Dealing 2021
Feb 5, 2021
30750_dirs_2021-02-04_bdc2ee2a-6fd8-44fa-ac07-8d46dcfb52f8.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: LKQ CORP (LKQ)
CIK: 0001065696
Period of Report: 2020-12-31
Reporting Person: Jude Justin L (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-14 | Common Stock | M | 30000 | $9.98 | Acquired | 127262 | Direct |
| 2019-03-14 | Common Stock | F | 15499 | $27.6512 | Disposed | 111763 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-14 | Employee Stock Option (right to buy)(01/08/2010 grant) | $9.98 | M | 30000 | Disposed | 2020-01-08 | Common Stock (30000) | Direct |
Footnotes
F1: This stock option exercise and share withholding were inadvertently not reported on Form 4 when the transaction occurred on March 14, 2019 and not reported on Form 5 due February 14, 2020 covering 2019 transactions.
F2: The transaction represents shares withheld by the issuer to pay the tax withholding amount and the exercise price required upon exercise of the stock options.
F3: The option was exercisable with respect to 10% of the number of shares subject to the option on each six month anniversary of the grant.
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