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LKQ CORP — Director's Dealing 2014
May 9, 2014
30750_dirs_2014-05-09_5e819ba4-6292-4f96-91a8-bb86f63ebe36.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LKQ CORP (LKQ)
CIK: 0001065696
Period of Report: 2014-05-07
Reporting Person: ALLEN A CLINTON (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-13 | Common Stock | G | 800 | — | Disposed | 200264 | Direct |
| 2014-05-07 | Common Stock | M | 20000 | $3.7962 | Acquired | 220264 | Direct |
| 2014-05-07 | Common Stock | S | 20000 | $28.6982 | Disposed | 200264 | Direct |
| 2014-05-08 | Common Stock | M | 20000 | $3.7962 | Acquired | 220264 | Direct |
| 2014-05-08 | Common Stock | S | 20000 | $29.1724 | Disposed | 200264 | Direct |
| 2014-05-09 | Common Stock | M | 20000 | $3.7962 | Acquired | 220264 | Direct |
| 2014-05-09 | Common Stock | S | 20000 | $28.7857 | Disposed | 200264 | Direct |
| 2014-04-23 | Common Stock | G | 1000 | — | Disposed | 54300 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-07 | Stock Option (right to buy)(10/03/2005 grant date) | $3.7962 | M | 20000 | Disposed | 2015-10-03 | Common Stock (20000) | Direct |
| 2014-05-08 | Stock Option (right to buy)(10/03/2005 grant date) | $3.7962 | M | 20000 | Disposed | 2015-10-03 | Common Stock (20000) | Direct |
| 2014-05-09 | Stock Option (right to buy)(10/03/2005 grant date) | $3.7962 | M | 20000 | Disposed | 2015-10-03 | Common Stock (20000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8000 | Indirect |
Footnotes
F1: The price reflects the weighted average sale price of the transactions reported. The price range of such transactions was $28.32 to $28.96. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.
F2: The price reflects the weighted average sale price of the transactions reported. The price range of such transactions was $28.87 to $29.61. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.
F3: The price reflects the weighted average sale price of the transactions reported. The price range of such transactions was $28.58 to $29.11. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.
F4: The option is exercisable with respect to one-third of the number of shares subject to the option on each six-month anniversary of the grant date.