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LKQ CORP — Director's Dealing 2014
Nov 5, 2014
30750_dirs_2014-11-05_d49fc801-6eb4-43f7-8d11-c1a9c2af4f8f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LKQ CORP (LKQ)
CIK: 0001065696
Period of Report: 2014-11-03
Reporting Person: Hanley Walter P (Senior VP of Development)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-03 | Common Stock | M | 10000 | $5.9775 | Acquired | 232543 | Direct |
| 2014-11-03 | Common Stock | M | 24000 | $9.9825 | Acquired | 256543 | Direct |
| 2014-11-03 | Common Stock | F | 11088 | $28.83 | Disposed | 245455 | Direct |
| 2014-11-03 | Common Stock | S | 22912 | $28.7902 | Disposed | 222543 | Direct |
| 2014-11-03 | Common Stock | S | 42334 | $28.6975 | Disposed | 180209 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-03 | Employee Stock Option (right to buy)(01/09/2009 grant) | $5.9775 | M | 10000 | Disposed | 2019-01-09 | Common Stock (10000) | Direct |
| 2014-11-03 | Employee Stock Option (right to buy)(01/08/2010 grant) | $9.9825 | M | 24000 | Disposed | 2020-01-08 | Common Stock (24000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 33114 | Indirect |
Footnotes
F1: This transaction represents shares withheld by the issuer to pay the tax withholding amount required upon the exercise of the stock option.
F2: The price reflects the weighted average sale price of the transactions reported. The price range of such transactions was $28.77 to $28.82. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.
F3: The price reflects the weighted average sale price of the transactions reported. The price range of such transactions was $28.68 to $28.76. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.
F4: The option is exercisable with respect to 10% of the number of shares subject to the option on each six-month anniversary of the grant date.