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LKQ CORP — Director's Dealing 2013
Dec 13, 2013
30750_dirs_2013-12-13_891b9348-2a7e-497e-b151-a56dee279726.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LKQ CORP (LKQ)
CIK: 0001065696
Period of Report: 2013-12-11
Reporting Person: HOLSTEN JOSEPH M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-11 | Common Stock | M | 6025 | $5.9775 | Acquired | 297213 | Direct |
| 2013-12-11 | Common Stock | S | 6025 | $33.5 | Disposed | 291188 | Direct |
| 2013-12-13 | Common Stock | M | 9975 | $5.9775 | Acquired | 301163 | Direct |
| 2013-12-13 | Common Stock | M | 16000 | $9.9825 | Acquired | 317163 | Direct |
| 2013-12-13 | Common Stock | S | 25975 | $33.5531 | Disposed | 291188 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-11 | Employee Stock Option (right to buy)(01/09/2009 grant) | $5.9775 | M | 6025 | Disposed | 2019-01-09 | Common Stock (6025) | Direct |
| 2013-12-13 | Employee Stock Option (right to buy)(01/09/2009 grant) | $5.9775 | M | 9975 | Disposed | 2019-01-09 | Common Stock (9975) | Direct |
| 2013-12-13 | Employee Stock Option (right to buy)(01/08/2010 grant) | $9.9825 | M | 16000 | Disposed | 2020-01-08 | Common Stock (16000) | Direct |
Footnotes
F1: The price reflects the weighted average sale price of the transactions reported. The price range of such transactions was $33.50 to $33.71. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.
F2: The option is exercisable with respect to 10% of the number of shares subject to the option on each six-month anniversary of the grant date.
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