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LKQ CORP — Director's Dealing 2011
Nov 30, 2011
30750_dirs_2011-11-30_06a9c75f-7a64-4b1c-b02f-7c9788d020ee.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LKQ CORP (LKQX)
CIK: 0001065696
Period of Report: 2011-11-28
Reporting Person: HOLSTEN JOSEPH M (Director, Co-Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-11-28 | Common Stock | S | 10300 | $28.73 | Disposed | 239169 | Direct |
| 2011-11-29 | Common Stock | S | 39960 | $29.08 | Disposed | 199209 | Direct |
| 2011-11-30 | Common Stock | M | 13354 | $10.0575 | Acquired | 212563 | Direct |
| 2011-11-30 | Common Stock | M | 16000 | $11.955 | Acquired | 228563 | Direct |
| 2011-11-30 | Common Stock | S | 700 | $30.0207 | Disposed | 227863 | Direct |
| 2011-11-30 | Common Stock | S | 28654 | $30.0007 | Acquired | 199209 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-11-30 | Stock Option (right to buy)(01/12/2007 grant) | $10.0575 | M | 13354 | Disposed | 2017-01-12 | Common Stock (13354) | Direct |
| 2011-11-30 | Stock Option (right to buy)(01/09/2009 grant) | $11.955 | M | 16000 | Disposed | 2019-01-09 | Common Stock (16000) | Direct |
Footnotes
F1: The price reflects the weighted average sale price of the transaction reported. The price range of such transactions was $28.62 to $28.80. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.
F2: The price reflects the weighted average sale price of the transaction reported. The price range of such transactions was $28.84 to $29.31. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.
F3: This sale was affected pursuant to a 10b5-1 plan.
F4: The option is exercisable with respect to 10% of the number of shares subject to the option on each six-month anniversary of the grant date.