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LKQ CORP — Director's Dealing 2010
Jul 30, 2010
30750_dirs_2010-07-30_9bf970e4-1aee-4dae-83cd-04c60bd8e2fb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LKQ CORP (lkqx)
CIK: 0001065696
Period of Report: 2010-07-28
Reporting Person: HOLSTEN JOSEPH M (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-07-28 | Common Stock | M | 120510 | $4.165 | Acquired | 631695 | Direct |
| 2010-07-28 | Common Stock | M | 11110 | $4.42 | Acquired | 642805 | Direct |
| 2010-07-28 | Common Stock | M | 39838 | $4.49 | Acquired | 682643 | Direct |
| 2010-07-28 | Common Stock | S | 166212 | $21.0075 | Disposed | 516431 | Direct |
| 2010-07-28 | Common Stock | S | 700 | $21.0107 | Disposed | 515731 | Direct |
| 2010-07-28 | Common Stock | S | 4546 | $21.0011 | Disposed | 511185 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-07-28 | Employee Stock Option (right to buy)(01/28/2005 grant) | $4.165 | M | 120510 | Disposed | 2015-01-28 | Common Stock (120510) | Direct |
| 2010-07-28 | Employee Stock Option (right to buy)(01/14/2005 grant) | $4.42 | M | 11110 | Disposed | 2015-01-14 | Common Stock (11110) | Direct |
| 2010-07-28 | Employee Stock Option (right to buy)(01/09/2004 grant) | $4.49 | M | 39838 | Disposed | 2014-01-09 | Common Stock (39838) | Direct |
Footnotes
F1: The sales disclosed on this Form 4 were effected pursuant to a 10b5-1 plan.
F2: The option is exercisable with respect to 50% of the total number of shares subject to the option five months after the grant date and with respect to an additional 5.555% of the total number of shares subject to the option on January 14, 2006 and on each six month anniversary thereafter until January 14, 2010.
F3: The option is exercisable with respect to 10% of the number of shares subject to the option on each six-month anniversary of the grant date.