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Liveperson Inc. — Director's Dealing 2025
Apr 15, 2025
6896_rns_2025-04-15_dd212634-ccdc-4dda-98f2-85977a36aa10.pdf
Director's Dealing
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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden
| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See |
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP | hours per response: 0.5 |
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| Instruction 1(b). | Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 | ||||||||||||||||||
| or Section 30(h) of the Investment Company Act of 1940 | |||||||||||||||||||
| Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) |
See | the purchase or sale of equity securities Instruction 10. |
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| 1. Name and Address of Reporting Person* | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
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| Greenberg, Monica L. | LIVEPERSON INC [ LPSN ] | Director 10% Owner |
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| (Last) (First) (Middle) |
3. Date of Earliest Transaction (Month/Day/Year) | Officer (give title below) Other (specify below) X |
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| C/O LIVEPERSON, INC., | 04/11/2025 | EVP, Policy & General Counsel | |||||||||||||||||
| 530 7th Ave, Floor M1 | 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) | |||||||||||||||||
| (Street) | Form filed by One Reporting Person X |
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| NEW YORK NY 10018 |
Form filed by More than One Reporting Person | ||||||||||||||||||
| (City) (State) (Zip) |
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||||
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) if any |
2A. Deemed Execution Date, (Month/Day/Year) |
Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) |
6. Ownership Form: Direct (D) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | Amount | (A) or (D) |
Price | (Instr. 3 and 4) | or Indirect (I) (Instr. 4) |
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| Common Stock | 04/11/2025 | (1) 1,143 |
D | \$ 0.698 |
567,560 | (2) | D | ||||||||||||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
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| 1. Title of Derivative Security (Instr. 3) |
2. Convers ion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) if any |
3A. Deemed Execution Date, (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Deriva tive Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction |
10. Owne rship Form: Direct (D) or Indirect ( I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V (A) |
(D) | Date Ex ercisabl e |
Expira tion Date |
Title | Amount or Number of Shares |
(s) (Instr. 4) |
Explanation of Responses:
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Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on April 10, 2025.
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Number reported includes 439,216 unvested restricted stock units granted to and held by the reporting person following the reported transaction.
Remarks:
/s/ Monica L. Greenberg 04/14/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, seeInstruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, seeInstruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.