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Liveperson Inc. Director's Dealing 2023

Mar 28, 2023

6896_rns_2023-03-28_7626d3aa-e841-4440-b2f0-42eb26b8feaa.pdf

Director's Dealing

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SEC Form 4

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION

OMB APPROVAL

OMB Number: 3235-0287 Expires: _

hours per response: 0.5

Estimated average burden

Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

1. Name and Address of Reporting Person*
Wesemann, William
LIVEPERSON INC [ LPSN ] 2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X
Director
10% Owner
(Last)
C/O LIVEPERSON, INC.
530 7TH AVE, FLOOR M1
3. Date of Earliest Transaction (Month/Day/Year)
03/23/2023
Officer (give title
below)
Other (specify
below)
(Street)
NEW YORK
(City)
NY
(State)
4. If Amendment, Date of Original Filed (Month/Day/Year)
Rule 10b5-1(c) Transaction Indication
X
6. Individual or Joint/Group Filing (Check Applicable
Line)
X
Form filed by One Reporting Person
Form filed by More than One Reporting Person
Yes, a transaction was made pursuant to a contract,
instruction or written plan that is intended to satisfy the
affirmative defense conditions of Rule 10b5-1(C). See
Instruction 10.
No, a transaction was NOT made pursuant to a contract,
instruction or written plan that is intended to satisfy the
affirmative defense conditions of Rule 10b5-1(C). See
Instruction 10.
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2A. Deemed
2. Transaction
Execution Date,
Date
if any
(Month/Day/Year)
(Month/Day/Year)
3.
Transaction
Code (Instr.
8)
4. Securities Acquired (A) or
Disposed Of (D) (Instr. 3, 4 and
5)
5. Amount of
Securities
Beneficially
Owned
Following
6. Ownership
Form: Direct
(D) or
Indirect (I)
7. Nature
of Indirect
Beneficial
Ownership
Code V Amount (A) or
(D)
Price Reported
Transaction(s)
(Instr. 3 and 4)
(Instr. 4) (Instr. 4)
Common Stock 03/23/2023 P 20,000 A \$3.91 (1)
214,954
D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned

(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative
Security (Instr. 3)
2.
Conversion
or Exercise
Price of
Derivative
Security
3. Transaction
Date
(Month/Day/Year)
3A. Deemed
Execution Date,
if any
(Month/Day/Year)
4.
Transaction
Code (Instr.
8)
5. Number of
Derivative
Securities
Acquired (A)
or Disposed of
(D) (Instr. 3, 4
and 5)
6. Date
Exercisable and
Expiration Date
(Month/Day/Year)
7. Title and Amount of
Securities Underlying
Derivative Security (Instr. 3
and 4)
8. Price
of
Derivative
Security
(Instr. 5)
9. Number of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
(Instr. 4)
10.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr. 4)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable
Expiration
Date
Title Amount
or
Number
of Shares

Explanation of Responses:

  1. Number reported includes 13,124 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

/s/ Monica Greenberg, Attorney in Fact for William Wesemann 03/27/2023

** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.