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Liveperson Inc. Director's Dealing 2021

Jan 29, 2021

6896_rns_2021-01-30_9724dc56-1a26-4f73-805a-9a96aa505968.pdf

Director's Dealing

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SEC Form 4

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL
OMB Number: 3235-0287
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hours per response: 0.5
1. Name and Address of Reporting Person*
Carlough, Daryl
2. Issuer Name and Ticker or Trading Symbol
LIVEPERSON INC [ LPSN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
(Last) (First)
(Middle)
C/O LIVEPERSON, INC.
475 TENTH AVENUE, 5TH FLOOR
3. Date of Earliest Transaction (Month/Day/Year)
01/27/2021
Director
10% Owner
Officer (give title
Other (specify
X
below)
below)
SVP, Global & Corp
Controller
(Street)
NEW YORK
(City)
NY
(State)
10018
(Zip)
4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable
Line)
X
Form filed by One Reporting Person
Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security (Instr. 3) 2A. Deemed
Execution Date,
if any
(Month/Day/Year)
(Month/Day/Year)
3.
Transaction
Code (Instr.
8)
4. Securities Acquired (A) or
Disposed Of (D) (Instr. 3, 4 and
5)
5. Amount of
Securities
Beneficially
Owned
Following
6. Ownership
Form: Direct
(D) or
Indirect (I)
(Instr. 4)
7. Nature
of Indirect
Beneficial
Ownership
Code V Amount (A) or
(D)
Price Reported
Transaction(s)
(Instr. 3 and 4)
(Instr. 4)
Common Stock 01/27/2021 S (1)
95
D \$64.43 (2)
42,082
D
Common Stock 01/28/2021 (3)
S
109 D \$65.56 (2)
41,973
D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative
Security (Instr. 3)
2.
Conversion
or Exercise
Price of
Derivative
Security
3. Transaction
Date
(Month/Day/Year)
3A. Deemed
4.
Execution Date,
if any
Transaction
(Month/Day/Year)
Code (Instr.
8)
5. Number of
Derivative
Securities
Acquired (A)
or Disposed of
(D) (Instr. 3, 4
and 5)
6. Date
Exercisable and
Expiration Date
(Month/Day/Year)
7. Title and Amount of
Securities Underlying
Derivative Security (Instr. 3
and 4)
8. Price
of
Derivative
Security
(Instr. 5)
9. Number of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
(Instr. 4)
10.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr. 4)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable
Expiration
Date
Title Amount
or
Number
of Shares

Explanation of Responses:

  1. Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on January 26, 2021.

  2. Number reported includes 9,987 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

  3. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

/s/ Monica L. Greenberg, as 01/29/2021
attorney-in-fact for Daryl Carlough

** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.