Liveperson Inc. — Director's Dealing 2021

Nov 19, 2021

SEC Form 4/A

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

FORM 4/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person* Collins John DeNeen						LIVEPERSON INC [ LPSN ]			2. Issuer Name and Ticker or Trading Symbol		5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
(Last) C/O LIVEPERSON, INC. 475 TENTH AVENUE, 5TH FLOOR	(First)		(Middle)		11/05/2021				3. Date of Earliest Transaction (Month/Day/Year)		Director Officer (give title X below) Chief Financial Officer		10% Owner Other (specify below)
(Street) NEW YORK		4. If Amendment, Date of Original Filed (Month/Day/Year) 11/10/2021							6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person
(City)	(State)	(Zip)		Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)					2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned		6. Ownership Form: Direct (D) or Indirect (I)	7. Nature of Indirect Beneficial Ownership
							Code	V	Amount	(A) or (D)	Price	Following Reported Transaction(s) (Instr. 3 and 4)		(Instr. 4)	(Instr. 4)
(1) Common Stock							D		6,069 D		\$48.82 (2)	(3) 40,033		D
										Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
3. Transaction 3A. Deemed 2. 1. Title of Derivative 4. Date Execution Date, Conversion (Month/Day/Year) if any Security (Instr. 3) or Exercise (Month/Day/Year)				Transaction	5. Number of Derivative			6. Date Exercisable and		7. Title and Amount of Securities Underlying		8. Price of	9. Number of derivative Securities	10. Ownership	11. Nature of Indirect

Security (Instr. 3)	Conversion or Exercise Price of Derivative Security	(Month/Day/Year)	if any (Month/Day/Year)	Transaction Code (Instr. 8)		Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		Exercisable and Expiration Date (Month/Day/Year)		Securities Underlying Derivative Security (Instr. 3 and 4)		of Derivative Security (Instr. 5)	derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (Right to Buy)	\$40.61	11/05/2021		D			17,970	10/29/2020 (4)	10/29/2029	Common Stock	17,970	\$48.82 (2)	27,818	D
Stock Option (Right to Buy)	\$27.39	11/05/2021		D			12,374	(4)	04/16/2030	Common Stock	12,374	\$48.82 (2)	37,126	D

Explanation of Responses:

1. On November 10, 2021, the reporting person filed a Form 4 which, due to an administrative error, inadvertently misstated the transaction date of the restricted stock unit ("RSU Shares") and option repurchases reported herein (as described below) as occurring on November 8, 2021 rather than November 5, 2021 and also mistakenly omitted reporting the RSU Share portion of the transaction. This amended report is being filed to correct this information. The total net proceeds received by Mr. Collins as reported in footnote 2 below remains unchanged from the amount reported in the original Form 4 filed on November 10, 2021.

2. The RSU Shares and options were repurchased by issuer on November 5, 2021 by mutual agreement of the reporting person and the issuer. The reporting person received \$504,190.04 as net consideration for the repurchase, which represents the total sale price, less the exercise price for each option and applicable taxes.

3. The amount reported includes 32,562 unvested restricted stock units held by the reporting person as of the date hereof.

4. These options are fully vested as of the date hereof.

/s/ Monica L. Greenberg, Attorney-in-Fact for John DeNeen Collins 11/18/2021

** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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