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Liveperson Inc. — Director's Dealing 2021
Feb 18, 2021
6896_dirs_2021-02-17_d4cf1316-1129-48ee-a2ca-dbc6a97a1627.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LIVEPERSON INC (LPSN)
CIK: 0001102993
Period of Report: 2021-02-16
Reporting Person: Carlough Daryl (SVP, Global & Corp Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-16 | Common Stock | M | 2061 | $12.45 | Acquired | 44034 | Direct |
| 2021-02-16 | Common Stock | S | 2061 | $70.72 | Disposed | 41973 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-16 | Stock Option (Right to Buy) | $12.45 | M | 2061 | Disposed | 2028-02-16 | Common Stock (2061.0) | Direct |
Footnotes
F1: The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Number reported includes 9,987 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.
F3: The Option is vested and exercisable with respect to 22,118 underlying shares (after taking into account prior exercises, but including the 2,061 underlying shares disposed of in this exercise) and will vest and become exercisable with respect to the remaining 17,500 underlying shares in four remaining equal installments on each of May 16, August 16 and November 16, 2021 and February 16, 2022.