Liveperson Inc. — Director's Dealing 2020

Dec 11, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LIVEPERSON INC (LPSN)
CIK: 0001102993
Period of Report: 2020-12-08

Reporting Person: LOCASCIO ROBERT P (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-08	Common Stock	M	200000	$13.28	Acquired	606466	Direct
2020-12-08	Common Stock	S	200000	$56.40	Disposed	406466	Direct
2020-12-09	Common Stock	M	46584	$13.28	Acquired	453050	Direct
2020-12-09	Common Stock	S	39769	$56.61	Disposed	413281	Direct
2020-12-09	Common Stock	S	6815	$57.23	Disposed	406466	Direct
2020-12-10	Common Stock	M	153416	$13.28	Acquired	559882	Direct
2020-12-10	Common Stock	S	148460	$56.11	Disposed	411422	Direct
2020-12-10	Common Stock	S	4956	$56.84	Disposed	406466	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-08	Stock Option (Right to Buy)	$13.28	M	200000	Disposed	2021-04-22	Common Stock (200000.0)	Direct
2020-12-09	Stock Option (Right to Buy)	$13.28	M	46584	Disposed	2021-04-22	Common Stock (46584.0)	Direct
2020-12-10	Stock Option (Right to Buy)	$13.28	M	153416	Disposed	2021-04-22	Common Stock (153416.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	4226983	Indirect

Footnotes

F1: Number reported includes 281,256 unvested restricted stock units granted to and held by the reporting person following the reported transactions.

F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.15 to $57.05, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2, 3, 4, 5 and 6 to this Form 4.

F3: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.00 to $56.99, inclusive.

F4: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.00 to $57.68, inclusive.

F5: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.69 to $56.67, inclusive.

F6: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.70 to $56.95, inclusive.

F7: The option is fully exercisable and is scheduled to expire under its terms on April 22, 2021.