Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Liveperson Inc. Director's Dealing 2019

Jun 21, 2019

6896_rns_2019-06-21_8d8a3d50-152d-481b-8f9e-6e445c76d653.pdf

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4/A

Stock Option (Right to

Explanation of Responses:

Buy) \$28.18 05/29/2019 A

FORM 4/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL OMB Number: 3235-0287 Expires: _ Estimated average burden hours per response: 0.5

1. Name and Address of Reporting Person*
Carlough, Daryl
2. Issuer Name and Ticker or Trading Symbol
LIVEPERSON INC [ LPSN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
10% Owner
Officer (give title
Other (specify
X
below)
below)
SVP, Global & Corp
Controller
(Last)
(First)
(Middle)
C/O LIVEPERSON, INC.
475 TENTH AVENUE, 5TH FLOOR
3. Date of Earliest Transaction (Month/Day/Year)
05/29/2019
(Street)
NEW YORK
NY
10018
4. If Amendment, Date of Original Filed (Month/Day/Year)
05/31/2019
6. Individual or Joint/Group Filing (Check Applicable
Line)
X
Form filed by One Reporting Person
(City) (State) (Zip) Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction
Date
(Month/Day/Year)
2A. Deemed
Execution Date,
if any
(Month/Day/Year)
3. Transaction
Code (Instr.
8)
4. Securities Acquired (A) or
Disposed Of (D) (Instr. 3, 4 and
5)
5. Amount of
Securities
Beneficially
Owned
Following
6. Ownership
Form: Direct
(D) or
Indirect (I)
(Instr. 4)
7. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
V
Code
Amount (A) or
(D)
Price Reported
Transaction(s)
(Instr. 3 and 4)
Common Stock 05/29/2019 A (1)
2,700
A \$0 (2)
11,813
D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
3. Transaction
3A. Deemed
2.
1. Title of Derivative
4.
Date
Execution Date,
Conversion
(Month/Day/Year)
if any
Security (Instr. 3)
Transaction
or Exercise
(Month/Day/Year)
Price of
Code (Instr.
Derivative
Security
8)
5. Number of
Derivative
Securities
Acquired (A)
or Disposed of
(D) (Instr. 3, 4
and 5)
6. Date
Exercisable and
Expiration Date
(Month/Day/Year)
and 4) 7. Title and Amount of
Securities Underlying
Derivative Security (Instr. 3
8. Price
of
Derivative
Security
(Instr. 5)
9. Number of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
(Instr. 4)
10.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr. 4)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Amount
or

Exercisable

Expiration

Date Title

Number of Shares

(3) 05/29/2029 Common Stock 6,600 \$0 6,600 D

Code V (A) (D) Date

6,600 (3)

  1. Number reported includes 112 additional shares of common stock added to the previously reported number of shares beneficially held in order to reconcile inadvertent clerical errors previously reported. Therefore, the number of unvested restricted stock units granted to and held by the reporting person following the reported transaction is adjusted to 7,700.

  2. The number reported includes an additional grant of 284 stock options under the terms of the Liveperson, Inc. 2009 Stock Incentive Plan added to the previously reported number in order to amend an inadvertent clerical error previously reported. The same vesting period applies as previously reported.

/s/ Monica L. Greenberg, as 06/19/2019
attorney-in-fact

** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.