AI assistant
Liveperson Inc. — Director's Dealing 2019
Jun 21, 2019
6896_rns_2019-06-21_8d8a3d50-152d-481b-8f9e-6e445c76d653.pdf
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4/A
Stock Option (Right to
Explanation of Responses:
Buy) \$28.18 05/29/2019 A
FORM 4/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL OMB Number: 3235-0287 Expires: _ Estimated average burden hours per response: 0.5
| 1. Name and Address of Reporting Person* Carlough, Daryl |
2. Issuer Name and Ticker or Trading Symbol LIVEPERSON INC [ LPSN ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner Officer (give title Other (specify X below) below) SVP, Global & Corp Controller |
||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| (Last) (First) (Middle) C/O LIVEPERSON, INC. 475 TENTH AVENUE, 5TH FLOOR |
3. Date of Earliest Transaction (Month/Day/Year) 05/29/2019 |
|||||||||||||||
| (Street) NEW YORK NY 10018 |
4. If Amendment, Date of Original Filed (Month/Day/Year) 05/31/2019 |
6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person |
||||||||||||||
| (City) | (State) | (Zip) | Form filed by More than One Reporting Person | |||||||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. | Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||||||
| V Code |
Amount | (A) or (D) |
Price | Reported Transaction(s) (Instr. 3 and 4) |
||||||||||||
| Common Stock | 05/29/2019 | A | (1) 2,700 |
A | \$0 | (2) 11,813 |
D | |||||||||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
||||||||||||||||
| 3. Transaction 3A. Deemed 2. 1. Title of Derivative 4. Date Execution Date, Conversion (Month/Day/Year) if any Security (Instr. 3) Transaction or Exercise (Month/Day/Year) Price of Code (Instr. Derivative Security 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
and 4) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||||||
| Amount or |
Exercisable
Expiration
Date Title
Number of Shares
(3) 05/29/2029 Common Stock 6,600 \$0 6,600 D
Code V (A) (D) Date
6,600 (3)
-
Number reported includes 112 additional shares of common stock added to the previously reported number of shares beneficially held in order to reconcile inadvertent clerical errors previously reported. Therefore, the number of unvested restricted stock units granted to and held by the reporting person following the reported transaction is adjusted to 7,700.
-
The number reported includes an additional grant of 284 stock options under the terms of the Liveperson, Inc. 2009 Stock Incentive Plan added to the previously reported number in order to amend an inadvertent clerical error previously reported. The same vesting period applies as previously reported.
| /s/ Monica L. Greenberg, as | 06/19/2019 |
|---|---|
| attorney-in-fact |
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.