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Liveperson Inc. Director's Dealing 2017

May 10, 2017

6896_rns_2017-05-10_59030365-b4ff-4462-a6a4-0b60bb4c1252.pdf

Director's Dealing

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FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL
OMB Number: 3235-0287
Expires: _
Estimated average burden
hours per response: 0.5
Carlough Daryl 1. Name and Address of Reporting Person* LIVEPERSON INC [ LPSN ] 2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
10% Owner
(Last)
C/O LIVEPERSON, INC.		 (First)
475 TENTH AVENUE, 5TH FLOOR		 (Middle) 05/05/2017 3. Date of Earliest Transaction (Month/Day/Year) Officer (give title
X
below)
SVP, Global & Corp
Controller		 below) Other (specify
(Street)
NEW YORK		 NY 10018 4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable
Line)
X
Form filed by One Reporting Person
(City) (State) (Zip) Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction
Date
(Month/Day/Year)		 2A. Deemed
Execution Date,
if any
(Month/Day/Year)		 3.
Transaction
Code (Instr.
8)		 4. Securities Acquired (A) or
Disposed Of (D) (Instr. 3, 4 and
5)		 5. Amount of
Securities
Beneficially
Owned		 6. Ownership
Form: Direct
(D) or
Indirect (I)		 7. Nature
of Indirect
Beneficial
Ownership
Code V Amount (A) or
(D)		 Price Transaction(s)
(Instr. 3 and 4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative
Security (Instr. 3)		 2.
Conversion
or Exercise
Price of
Derivative
Security		 3. Transaction
Date
(Month/Day/Year)		 3A. Deemed
Execution Date,
if any
(Month/Day/Year)		 4.
Transaction
Code (Instr.
8)		 Derivative
Securities
and 5)		 6. Date
5. Number of
Exercisable and
Expiration Date
(Month/Day/Year)
Acquired (A)
and 4)
or Disposed of
(D) (Instr. 3, 4		 7. Title and Amount of
Securities Underlying
Derivative Security (Instr. 3		 8. Price
of
Derivative
Security
(Instr. 5)		 9. Number of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
(Instr. 4)		 10.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr. 4)		 11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable		 Expiration
Date		 Title Amount
or
Number
of Shares
Stock Option (Right
to Buy)		 \$7.60 05/05/2017 A 20,000 (1) 05/05/2027 Common Stock 20,000 \$0 20,000 D

Explanation of Responses:

  1. The Option will vest and become exercisable as follows: 25% on May 5, 2018 and 6.25% each quarter thereafter.

(Instr. 4)

(Instr. 4)

Following Reported

** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

1. Name and Address of Reporting Person*
Greenberg Monica L.		 2. Issuer Name and Ticker or Trading Symbol
LIVEPERSON INC [ LPSN ]		 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
10% Owner
Officer (give title
Other (specify
X
below)
below)
EVP, General Counsel
(Last)
(First)
(Middle)
C/O LIVEPERSON, INC.,
475 TENTH AVENUE, 5TH FLOOR		 3. Date of Earliest Transaction (Month/Day/Year)
05/05/2017
(Street)
NEW YORK
NY
10018		 4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable
Line)
X
Form filed by One Reporting Person
Form filed by More than One Reporting Person
(City)
(State)		 (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
2. Transaction
2A. Deemed
3.
1. Title of Security (Instr. 3)
Execution Date,
Date
if any
Transaction
(Month/Day/Year)
(Month/Day/Year)
Code (Instr.
8)
V
Code		 5) 4. Securities Acquired (A) or
Disposed Of (D) (Instr. 3, 4 and
Amount		 (A) or
(D)		 Price 5. Amount of
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
(Instr. 3 and 4)		 6. Ownership
Form: Direct
(D) or
Indirect (I)
(Instr. 4)		 7. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative
Security (Instr. 3)		 3. Transaction
3A. Deemed
2.
6. Date
4.
5. Number of
Date
Execution Date,
Conversion
(Month/Day/Year)
if any
Exercisable and
Transaction
Derivative
or Exercise
(Month/Day/Year)
Expiration Date
Price of
Code (Instr.
Securities
Derivative
(Month/Day/Year)
Security
8)
Acquired (A)
and 4)
or Disposed of
(D) (Instr. 3, 4
and 5)		 7. Title and Amount of
Securities Underlying
Derivative Security (Instr. 3		 8. Price
of
Derivative
Security
(Instr. 5)		 9. Number of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
(Instr. 4)		 10.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr. 4)		 11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable		 Expiration
Date		 Title Amount
or
Number
of Shares
Stock Option (Right to
Buy)		 \$7.60 05/05/2017 A 80,000 (1) 05/05/2027 Common Stock 80,000 \$0 80,000 D

Explanation of Responses:

  1. The Option will vest and become exercisable as follows: 25% on May 5, 2018 and 6.25% each quarter thereafter.

/s/ Monica L. Greenberg 05/09/2017

** Signature of Reporting Person Date

OMB APPROVAL

OMB Number: 3235-0287
Expires: _
Estimated average burden
hours per response: 0.5

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL
OMB Number: 3235-0287
Expires: _
Estimated average burden
hours per response: 0.5
LOCASCIO ROBERT P 1. Name and Address of Reporting Person* LIVEPERSON INC [ LPSN ] 2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X
Director
10% Owner
(Last)
C/O LIVEPERSON INC.,
475 TENTH AVENUE, 5TH FLOOR		 05/05/2017 3. Date of Earliest Transaction (Month/Day/Year) Officer (give title
Other (specify
X
below)
below)
Chief Executive Officer
(Street)
NEW YORK
(City)		 NY
(State)		 10018
(Zip)		 4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable
Line)
X
Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction
Date
(Month/Day/Year)		 2A. Deemed
Execution Date,
if any
(Month/Day/Year)		 3.
Transaction
Code (Instr.
8)
Code		 V 4. Securities Acquired (A) or
Disposed Of (D) (Instr. 3, 4 and
5)
(A) or
Amount		 5. Amount of
Securities
Beneficially
Owned
Following
Reported
Transaction(s)		 6. Ownership
Form: Direct
(D) or
Indirect (I)
(Instr. 4)		 7. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative
Security (Instr. 3)		 2.
Price of
Derivative
Security		 Conversion
or Exercise		 3. Transaction
Date
(Month/Day/Year)		 3A. Deemed
Execution Date,
if any
(Month/Day/Year)		 4.
Transaction
Code (Instr.
8)		 5. Number of
Derivative
Securities
Acquired (A)
or Disposed of
(D) (Instr. 3, 4
and 5)		 6. Date
Exercisable and
Expiration Date
(Month/Day/Year)		 7. Title and Amount of
Securities Underlying
Derivative Security (Instr. 3
and 4)		 8. Price
of
Derivative
Security
(Instr. 5)		 9. Number of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
(Instr. 4)		 10.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr. 4)		 11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable		 Expiration
Date		 Title Amount
or
Number
of Shares
Stock Option (Right
to Buy)		 \$7.60 05/05/2017 A 80,000 (1) 05/05/2027 Common Stock 80,000 \$0 80,000 D

Explanation of Responses:

  1. The Option will vest and become exercisable as follows: 25% on May 5, 2018 and 6.25% each quarter thereafter.
/s/ Monica L. Greenberg, as
attorney-in-fact 05/09/2017

(D) Price

Transaction(s) (Instr. 3 and 4)

** Signature of Reporting Person Date

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL
OMB Number: 3235-0287
Expires: _
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Murphy Daniel Richard		 LIVEPERSON INC [ LPSN ] 2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
10% Owner
(Last)
(First)
(Middle)
C/O LIVEPERSON, INC.,
475 TENTH AVENUE, 5TH FLOOR		 05/05/2017 3. Date of Earliest Transaction (Month/Day/Year) Officer (give title
Other (specify
X
below)
below)
Chief Financial Officer
(Street)
NEW YORK		 NY 4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable
Line)
X
Form filed by One Reporting Person
Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction
Date
(Month/Day/Year)		 2A. Deemed
Execution Date,
if any
(Month/Day/Year)		 3.
Transaction
Code (Instr.
8)		 4. Securities Acquired (A) or
Disposed Of (D) (Instr. 3, 4 and
5)		 5. Amount of
6. Ownership
Securities
Form: Direct
Beneficially
(D) or
Owned
Indirect (I)		 7. Nature
of Indirect
Beneficial
Ownership
Code V Amount (A) or
(D)		 Price Following
Reported
Transaction(s)
(Instr. 3 and 4)		 (Instr. 4) (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative
Security (Instr. 3)		 2.
Conversion
or Exercise
Price of
Derivative
Security		 3. Transaction
Date
(Month/Day/Year)		 3A. Deemed
Execution Date,
if any
(Month/Day/Year)		 4.
Transaction
Code (Instr.
8)		 5. Number of
Derivative
Securities
Acquired (A)
or Disposed of
(D) (Instr. 3, 4
and 5)		 6. Date
Exercisable and
Expiration Date
(Month/Day/Year)		 7. Title and Amount of
Securities Underlying
Derivative Security (Instr. 3
and 4)		 8. Price
of
Derivative
Security
(Instr. 5)		 9. Number of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
(Instr. 4)		 10.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr. 4)		 11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable		 Expiration
Date		 Title Amount
or
Number
of Shares
Stock Option (Right to
Buy)		 \$7.60 05/05/2017 A 80,000 (1) 05/05/2027 Common Stock 80,000 \$0 80,000 D

Explanation of Responses:

  1. The Option will vest and become exercisable as follows: 25% on May 5, 2018 and 6.25% each quarter thereafter.
05/09/2017
attorney-in-fact

** Signature of Reporting Person Date

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL
OMB Number: 3235-0287
Expires: _
Estimated average burden
hours per response: 0.5
Vanounou Eran 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol
LIVEPERSON INC [ LPSN ]		 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
10% Owner
(Last) (First)
(Middle)
C/O LIVEPERSON, INC.
475 TENTH AVENUE, 5TH FLOOR		 3. Date of Earliest Transaction (Month/Day/Year)
05/05/2017		 Officer (give title
Other (specify
X
below)
below)
Chief Technology Officer
(Street) 4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable
Line)
NEW YORK NY
10018		 X
Form filed by One Reporting Person
(City) (State) (Zip) Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction
Date
(Month/Day/Year)		 2A. Deemed
3.
4. Securities Acquired (A) or
5. Amount of
Execution Date,
if any
Transaction
Disposed Of (D) (Instr. 3, 4 and
Securities
(Month/Day/Year)
Code (Instr.
5)
Beneficially
8)
Owned
Following		 6. Ownership
Form: Direct
(D) or
Indirect (I)		 7. Nature
of Indirect
Beneficial
Ownership
Code V Amount (A) or
(D)		 Price Reported
Transaction(s)
(Instr. 3 and 4)		 (Instr. 4) (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative
Security (Instr. 3)		 2.
Conversion
or Exercise
Price of
Derivative
Security		 3. Transaction
Date
(Month/Day/Year)		 3A. Deemed
Execution Date,
if any
(Month/Day/Year)		 4.
Transaction
Code (Instr.
8)		 5. Number of
Derivative
Securities
Acquired (A)
or Disposed of
(D) (Instr. 3, 4
and 5)		 6. Date
Exercisable and
Expiration Date
(Month/Day/Year)		 7. Title and Amount of
Securities Underlying
Derivative Security (Instr. 3
and 4)		 8. Price
of
Derivative
Security
(Instr. 5)		 9. Number of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
(Instr. 4)		 10.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr. 4)		 11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable		 Expiration
Date		 Title Amount
or
Number
of Shares
Stock Option (Right
to Buy)		 \$7.60 05/05/2017 A 80,000 (1) 05/05/2027 Common Stock 80,000 \$0 80,000 D

Explanation of Responses:

  1. The Option will vest and become exercisable as follows: 25% on May 5, 2018 and 6.25% each quarter thereafter.
/s/ Monica L. Greenberg, as attorney-in 05/09/2017
fact

** Signature of Reporting Person Date

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

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