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Liveperson Inc. Director's Dealing 2017

Jun 7, 2017

6896_rns_2017-06-07_20fd04ff-88dc-4582-a12a-99d6025ee5e8.pdf

Director's Dealing

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL
OMB Number: 3235-0287
Expires: _
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
MOSSLER, FRED
2. Issuer Name and Ticker or Trading Symbol
LIVEPERSON INC [ LPSN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X
Director
10% Owner
(Last)
C/O LIVEPERSON, INC.,
(First) (Middle) 3. Date of Earliest Transaction (Month/Day/Year)
06/02/2017
Officer (give title
Other (specify
below)
below)
475 TENTH AVE, 5TH FLOOR 4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable
(Street)
NEW YORK
NY 10018 Line)
X
Form filed by One Reporting Person
(City) (State) (Zip) Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security (Instr. 3) 2. Transaction
Date
(Month/Day/Year)
2A. Deemed
Execution Date,
if any
(Month/Day/Year)
3.
Transaction
Code (Instr.
8)
4. Securities Acquired (A) or
Disposed Of (D) (Instr. 3, 4 and
5)
5. Amount of
Securities
Beneficially
Owned
6. Ownership
Form: Direct
(D) or
Indirect (I)
7. Nature
of Indirect
Beneficial
Ownership
Code V Amount (A) or
(D)
Price Following
Reported
Transaction(s)
(Instr. 3 and 4)
(Instr. 4) (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative
Security (Instr. 3)
2.
Conversion
or Exercise
Price of
Derivative
Security
3. Transaction
Date
(Month/Day/Year)
3A. Deemed
Execution Date,
if any
(Month/Day/Year)
4.
Transaction
Code (Instr.
8)
5. Number of
Derivative
Securities
Acquired (A)
or Disposed of
(D) (Instr. 3, 4
and 5)
6. Date
Exercisable and
Expiration Date
(Month/Day/Year)
7. Title and Amount of
Securities Underlying
Derivative Security (Instr. 3
and 4)
8. Price
of
Derivative
Security
(Instr. 5)
9. Number of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
(Instr. 4)
10.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr. 4)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable
Expiration
Date
Title Amount
or
Number
of Shares
Stock Option (Right
to Buy)
\$10.60 06/02/2017 A 30,000 (1) 06/01/2027 Common Stock 30,000 \$0 30,000 D

Explanation of Responses:

  1. This option will become fully exercisable on June 2, 2018.
/s/ Monica L. Greenberg,
Attorney-in-Fact 06/06/2017

** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL
OMB Number: 3235-0287
Expires: _
Estimated average burden
hours per response: 0.5
LAYFIELD, JILL 1. Name and Address of Reporting Person* LIVEPERSON INC [ LPSN ] 2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X
Director
10% Owner
(Last)
C/O LIVEPERSON, INC.,
(First)
475 TENTH AVENUE, 5TH FLOOR
(Middle) 06/02/2017 3. Date of Earliest Transaction (Month/Day/Year) Officer (give title
Other (specify
below)
below)
(Street)
NEW YORK
NY 10018 4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable
Line)
X
Form filed by One Reporting Person
(City) (State) (Zip) Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction
Date
(Month/Day/Year)
2A. Deemed
Execution Date,
if any
(Month/Day/Year)
3.
Transaction
Code (Instr.
4. Securities Acquired (A) or
Disposed Of (D) (Instr. 3, 4 and
5)
5. Amount of
Securities
Beneficially
6. Ownership
Form: Direct
(D) or
7. Nature
of Indirect
Beneficial
Owned
Following
Indirect (I)
(Instr. 4)
Ownership
(Instr. 4)
Code V Amount (A) or
(D)
Price Reported
Transaction(s)
(Instr. 3 and 4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
3. Transaction
3A. Deemed
2.
1. Title of Derivative
4.
Date
Execution Date,
Conversion
(Month/Day/Year)
if any
5. Number of 6. Date 7. Title and Amount of 8. Price 9. Number of
derivative
10. 11. Nature

8)

1. Title of Derivative
Security (Instr. 3)
2.
Conversion
or Exercise
Price of
Derivative
Security
Date
(Month/Day/Year)
Execution Date,
if any
(Month/Day/Year)
4.
Transaction
Code (Instr.
8)
5. Number of
Derivative
Securities
Acquired (A)
or Disposed of
(D) (Instr. 3, 4
and 5)
6. Date
Exercisable and
Expiration Date
(Month/Day/Year)
7. Title and Amount of
Securities Underlying
Derivative Security (Instr. 3
and 4)
8. Price
of
Derivative
Security
(Instr. 5)
9. Number of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
(Instr. 4)
10.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr. 4)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable
Expiration
Date
Title Amount
or
Number
of Shares
Stock Option (Right
to Buy)
\$10.60 06/02/2017 A 30,000 (1) 06/01/2027 Common Stock 30,000 \$0 30,000 D

Explanation of Responses:

  1. This option will become fully exercisable on June 2, 2018.

Monica Greenberg, Attorney-in-Fact 06/06/2017

** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL
OMB Number: 3235-0287
Expires: _
Estimated average burden
hours per response: 0.5

Indirect (I)

Ownership

Block Peter 1. Name and Address of Reporting Person* LIVEPERSON INC [ LPSN ] 2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X
Director
10% Owner
(Last)
5TH FLOOR
(First)
C/O LIVEPERSON, INC., 475 TENTH AVENUE,
(Middle) 06/02/2017 3. Date of Earliest Transaction (Month/Day/Year) Officer (give title
Other (specify
below)
below)
(Street)
NEW YORK
NY 10018 4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable
Line)
X
Form filed by One Reporting Person
(City) (State) (Zip) Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction
Date
(Month/Day/Year)
2A. Deemed
Execution Date,
if any
(Month/Day/Year)
3.
Transaction
Code (Instr.
8)
4. Securities Acquired (A) or
Disposed Of (D) (Instr. 3, 4 and
5)
5. Amount of
Securities
Beneficially
6. Ownership
Form: Direct
(D) or
7. Nature
of Indirect
Beneficial
Following (Instr. 4) (Instr. 4)
Reported
(A) or
V
Amount
Price
Code
Transaction(s)
(D)
(Instr. 3 and 4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative
Security (Instr. 3)
2.
Conversion
or Exercise
3. Transaction
Date
(Month/Day/Year)
3A. Deemed
Execution Date,
if any
(Month/Day/Year)
4.
Transaction
Derivative 5. Number of 6. Date Exercisable and 7. Title and Amount of
Securities Underlying
8. Price
of
9. Number of
derivative
Securities
10. Ownership 11. Nature
of Indirect
Security (Instr. 3) Conversion
or Exercise
Price of
Derivative
Security
(Month/Day/Year) if any
(Month/Day/Year)
Transaction
Code (Instr.
8)
Derivative
Securities
Acquired (A)
or Disposed of
(D) (Instr. 3, 4
and 5)
Exercisable and
Expiration Date
(Month/Day/Year)
Securities Underlying
Derivative Security (Instr. 3
and 4)
of
Derivative
Security
(Instr. 5)
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
(Instr. 4)
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr. 4)
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable
Expiration
Date
Title Amount
or
Number
of Shares
Stock Option (Right to
Buy)
\$10.60 06/02/2017 A 30,000 (1) 06/01/2027 Common Stock 30,000 \$0 30,000 D

Explanation of Responses:

  1. This option will become fully exercisable on June 2, 2018.
/s/ Monica Greenberg, as
Attorney-in-Fact 06/06/2017

** Signature of Reporting Person Date

Owned

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL
OMB Number:
3235-0287
Expires: _
Estimated average burden
hours per response: 0.5
Wesemann William 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol
LIVEPERSON INC [ LPSN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X
Director
10% Owner
(Last)
(First)
(Middle)
C/O LIVEPERSON, INC.
475 TENTH AVENUE 5TH FLOOR
3. Date of Earliest Transaction (Month/Day/Year)
06/02/2017
Officer (give title
Other (specify
below)
below)
(Street)
NEW YORK
NY
10018
4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable
Line)
X
Form filed by One Reporting Person
Form filed by More than One Reporting Person
(City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security (Instr. 3) 2. Transaction
Date
(Month/Day/Year)
2A. Deemed
Execution Date,
if any
(Month/Day/Year)
3.
Transaction
Code (Instr.
8)
4. Securities Acquired (A) or
Disposed Of (D) (Instr. 3, 4 and
5)
5. Amount of
Securities
Beneficially
Owned
Following
6. Ownership
Form: Direct
(D) or
Indirect (I)
(Instr. 4)
7. Nature
of Indirect
Beneficial
Ownership
Code V Amount (A) or
(D)
Price Reported
Transaction(s)
(Instr. 3 and 4)
(Instr. 4)
Common Stock 06/02/2017 M 10,000 A \$6.54 100,000 D
Common Stock 06/02/2017 M 5,000 A \$5.24 105,000 D
Common Stock 20,000 I By
Wesemann
Family Trust
- 2000

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative
Security (Instr. 3)
2.
Conversion
or Exercise
Price of
Derivative
Security
3. Transaction
Date
(Month/Day/Year)
3A. Deemed
Execution Date,
if any
(Month/Day/Year)
4.
Transaction
Code (Instr.
8)
5. Number of
Derivative
Securities
Acquired (A)
or Disposed of
(D) (Instr. 3, 4
and 5)
6. Date
Exercisable and
Expiration Date
(Month/Day/Year)
7. Title and Amount of
Securities Underlying
Derivative Security (Instr. 3
and 4)
8. Price
of
Derivative
Security
(Instr. 5)
9. Number of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
(Instr. 4)
10.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr. 4)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable
Expiration
Date
Title Amount
or
Number
of Shares
Stock Option (Right to
Buy)
\$10.60 06/02/2017 A 30,000 (1) 06/01/2027 Common Stock 30,000 \$0 30,000 D
Stock Option (Right to
Buy)
\$6.54 06/02/2017 (2)
M
10,000 06/12/2007 06/12/2017 Common Stock 10,000 \$0 0 D
Stock Option (Right to
Buy)
\$5.24 06/02/2017 (3)
M
5,000 07/31/2007 07/31/2017 Common Stock 5,000 \$0 0 D

Explanation of Responses:

  1. This option will become fully exercisable on June 2, 2018.

  2. The option was exercised and the shares acquired upon such exercise are currently held by the reporting person and have not been sold. If not exercised, the option would have expired on June 12, 2017.

  3. The option was exercised and the shares acquired upon such exercise are currently held by the reporting person and have not been sold. If not exercised, the option would have expired on July 31, 2017. /s/ Monica Greenberg, Attorney-in-Fact 06/06/2017

** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL
OMB Number: 3235-0287
Expires: _
Estimated average burden
hours per response: 0.5
LAVAN KEVIN 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol
LIVEPERSON INC [ LPSN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X
Director
10% Owner
(Last)
C/O LIVEPERSON, INC.
(First)
(Middle)
475 10TH AVENUE, 5TH FLOOR
3. Date of Earliest Transaction (Month/Day/Year)
06/02/2017
Officer (give title
Other (specify
below)
below)
(Street)
NEW YORK
(City)
NY
(State)
10018
(Zip)
4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable
Line)
X
Form filed by One Reporting Person
Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security (Instr. 3) 2A. Deemed
Execution Date,
if any
(Month/Day/Year)
3.
Transaction
Code (Instr.
8)
4. Securities Acquired (A) or
Disposed Of (D) (Instr. 3, 4 and
5)
5. Amount of
Securities
Beneficially
Owned
6. Ownership
Form: Direct
(D) or
Indirect (I)
7. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V Amount (A) or
(D)
Price Following
Reported
Transaction(s)
(Instr. 3 and 4)
(Instr. 4)
Common Stock 06/05/2017 M 10,000 A \$6.54 16,000 D
Common Stock 06/05/2017 D (1)
3,771
D \$10.50 12,229 D
Common Stock 06/05/2017 F (2)
6,229
D \$10.50 6,000 D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative
Security (Instr. 3)
2.
Conversion
or Exercise
Price of
Derivative
Security
3. Transaction
Date
(Month/Day/Year)
3A. Deemed
Execution Date,
if any
(Month/Day/Year)
4.
Transaction
Code (Instr.
8)
5. Number of
Derivative
Securities
Acquired (A)
or Disposed of
(D) (Instr. 3, 4
and 5)
6. Date
Exercisable and
Expiration Date
(Month/Day/Year)
7. Title and Amount of
Securities Underlying
Derivative Security (Instr. 3
and 4)
8. Price
of
Derivative
Security
(Instr. 5)
9. Number of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
(Instr. 4)
10.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr. 4)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable
Expiration
Date
Title Amount
or
Number
of Shares
Stock Option (Right to
Buy)
\$10.60 06/02/2017 A 30,000 (3) 06/01/2027 Common Stock 30,000 \$0 30,000 D
Stock Option (Right to
Buy)
\$6.54 06/05/2017 M 10,000 (4) (5) 06/12/2017 Common Stock 10,000 \$0 0 D
-------------------------------- -------- ------------ -- --- -- -------- -- --------- ------------ -------------- -------- ----- --- --- --

Explanation of Responses:

  1. The option was exercised and the shares acquired upon such exercise are currently held by the reporting person and have not been sold.

  2. These shares were repurchased by the Issuer pursuant to its stock buyback program. The repurchase price was the closing market price of the shares on the date of repurchase.

  3. This option will become fully exercisable on June 2, 2018.

  4. The option was fully vested and currently exercisable.

  5. If not exercised, the option would have expired on June 12, 2017.

/s/ Monica Greenberg, Attorney-in-Fact 06/06/2017

** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.