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Liveperson Inc. — Director's Dealing 2017
Jul 27, 2017
6896_rns_2017-07-27_05c37a93-73ee-4c91-a27d-ff32a54a0286.pdf
Director's Dealing
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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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| 1. Name and Address of Reporting Person* VASKEVITCH DAVID |
2. Issuer Name and Ticker or Trading Symbol LIVEPERSON INC [ LPSN ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director 10% Owner |
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|---|---|---|---|---|---|---|
| (Last) (First) (Middle) C/O LIVEPERSON, INC. 475 TENTH AVENUE 5TH FLOOR |
3. Date of Earliest Transaction (Month/Day/Year) 07/24/2017 |
Officer (give title Other (specify below) below) |
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| (Street) NEW YORK NY 10018 (City) (State) (Zip) |
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person |
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
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|---|---|---|---|---|---|---|---|---|---|---|
| V Code |
Amount | (A) or Price (D) |
Reported Transaction(s) (Instr. 3 and 4) |
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| Common Stock | 07/24/2017 | M | 20,000 | A | \$9.20 | 20,000 | D | |||
| Common Stock | 07/24/2017 | S | 20,000 | D | \$11.35 (1) |
0 | D | |||
| Common Stock | 07/24/2017 | M | 8,600 | A | \$10.01 | 8,600 | D | |||
| Common Stock | 07/24/2017 | S | 8,600 | D | \$11.35 (1) |
0 | D | |||
| Common Stock | 07/24/2017 | M | 20,000 | A | \$9.44 | 20,000 | D | |||
| Common Stock | 07/24/2017 | S | 20,000 | D | \$11.35 (1) |
0 | D | |||
| Common Stock | 07/25/2017 | M | 14,265 | A | \$10.01 | 14,265 | D | |||
| Common Stock | 07/25/2017 | S | 14,265 | D | \$11.52 (2) |
0 | D | |||
| Common Stock | 07/26/2017 | M | 7,135 | A | \$10.01 | 7,135 | D |
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
| Common Stock | 07/26/2017 | S | 7,135 | D | \$11.40 (3) |
0 | D | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | 07/26/2017 | M | 30,000 A |
\$7.20 | 30,000 | D | |||||||||||
| Common Stock | 07/26/2017 | S | 30,000 | \$11.40 D (3) |
0 | D | |||||||||||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
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| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
Derivative Securities and 5) |
5. Number of Acquired (A) or Disposed of (D) (Instr. 3, 4 |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
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| Stock Option (Right to Buy) |
\$9.20 | 07/24/2017 | M | 20,000 | (4) | 06/05/2023 | Common Stock | 20,000 | \$0 | 0 | D | ||||||
| Stock Option (Right to Buy) |
\$10.01 | 07/24/2017 | M | 8,600 | (4) | 06/03/2025 | Common Stock | 8,600 | \$0 | 21,400 | D | ||||||
| Stock Option (Right to Buy) |
\$9.44 | 07/24/2017 | M | 20,000 | (4) | 06/04/2024 | Common Stock | 20,000 | \$0 | 0 | D | ||||||
| Stock Option (Right to Buy) |
\$10.01 | 07/25/2017 | M | 14,265 | (4) | 06/03/2025 | Common Stock | 14,265 | \$0 | 7,135 | D | ||||||
| Stock Option (Right to Buy) |
\$10.01 | 07/26/2017 | M | 7,135 | (4) | 06/03/2025 | Common Stock | 7,135 | \$0 | 0 | D | ||||||
| Stock Option (Right to Buy) |
\$7.20 | 07/24/2017 | M | 30,000 | (4) | 06/01/2026 | Common Stock | 30,000 | \$0 | 0 | D |
Explanation of Responses:
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The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from \$11.30 to \$11.43, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
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The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from \$11.50 to \$11.58, inclusive. The reporting person undertakes to provide to LivePerson,Inc., any security holder of LivePerson,Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
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The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from \$11.35 to \$11.48, inclusive. The reporting person undertakes to provide to LivePerson,Inc., any security holder of LivePerson,Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
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This option is fully vested and currently exercisable.
/s/ Monica Greenberg, Attorney in Fact 07/26/2017
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.