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Liveperson Inc. — Director's Dealing 2016
May 22, 2016
6896_rns_2016-05-22_a64e455c-eabe-4108-893f-4e87eac8a468.pdf
Director's Dealing
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LIVEPERSON INC Reported by WESEMANN WILLIAM
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 05/18/16 for the Period Ending 05/16/16
| Address | 475 10TH AVENUE |
|---|---|
| FLOOR 5TH |
|
| YORK NEW NY 10018 , |
|
| Telephone | 2126094200 |
| CIK | 0001102993 |
| Symbol | LPSN |
| SIC Code |
Software 7372 - Prepackaged |
| Industry | Conglomerates |
| Sector | Conglomerates |
| Fiscal Year |
12/31 |
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| F ORM 4 |
|
|---|---|
| --------------- | -- |
[ ] Check this box if no longer subject to Section 16. Form 4 or continue. See Instruction 1(b).
FORM 4 Washington, D.C. 20549
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
Form 5 obligations may UNITED STATES SECURITIES AND EXCHANGE COMMISSION STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES OMB APPROVAL
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person * | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | |
|---|---|---|---|
| Wesemann William (Last) (First) |
(Middle) | LIVEPERSON INC [ LPSN ] 3. Date of Earliest Transaction (MM/DD/YYYY) |
(Check all applicable) __ X __ Director _____ 10% Owner |
| C/O LIVEPERSON, INC., 475 TENTH AVENUE 5TH FLOOR |
5/16/2016 | _ Officer (give title below) ___ Other (specify below) |
|
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | |
| NEW YORK, NY 10018 (City) (State) |
(Zip) | _ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1.Title of Security (Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: |
7. Nature of Indirect Beneficial |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | Amount | (A) or (D) |
Price | Direct (D) or Indirect (I) (Instr. 4) |
Ownership (Instr. 4) |
|||||
| Common Stock | 5/16/2016 | M | 10000 | A | \$5.41 | 100000 | D | ||||
| Common Stock | 20000 | I | By Wesemann Family Trust - 2000 |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
| 1. Title of Derivate Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code (Instr. 8) |
5. Number of | Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned |
10. Ownership Form of Derivative Security: |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Following Reported Transaction(s) (Instr. 4) |
Direct (D) or Indirect (I) (Instr. 4) |
|||||
| Stock Option (Right to Buy) |
\$5.41 | 5/16/2016 | M (1) | 10000 | 5/23/2006 | 5/23/2016 | Common Stock |
10000.0 | \$0 | 0 | D |
Explanation of Responses:
( The option was exercised and the shares acquired upon such exercise are currently held by the reporting person and have not been sold. If not exercised, the
1) option would have expired on May 23, 2016.
Reporting Owners
| Reporting Owner Name / Address | Relationships | |||||||
|---|---|---|---|---|---|---|---|---|
| Director | 10% OwnerOfficerOther | |||||||
| Wesemann William C/O LIVEPERSON, INC. 475 TENTH AVENUE 5TH FLOOR NEW YORK, NY 10018 |
X |
Signatures
|--|
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.