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LiveOne, Inc. Director's Dealing 2024

Nov 16, 2024

34554_dirs_2024-11-15_06c3fe5c-6a69-463e-afb1-ae9d5cc9e6e9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LiveOne, Inc. (LVO)
CIK: 0001491419
Period of Report: 2024-11-13

Reporting Person: Wright Kristopher (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-11-13 Common Stock, $0.001 par value M 57325 Acquired 57325 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-11-13 Restricted Stock Units $ M 57325 Disposed Common Stock, $0.001 par value (57325) Direct

Footnotes

F1: Restricted Stock Units (the "RSUs") convert into Common Stock on a one-for-one basis.

F2: Represents vested RSUs that were granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2023 to September 30, 2024. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock.