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LiveOne, Inc. — Director's Dealing 2024
Nov 16, 2024
34554_dirs_2024-11-15_e2a3fe3f-20b2-4cd0-887d-b6f61a5a3aa1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LiveOne, Inc. (LVO)
CIK: 0001491419
Period of Report: 2024-11-14
Reporting Person: Wachsberger Patrick D (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-11-14 | Common Stock, $0.001 par value | M | 60510 | — | Acquired | 60510 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-11-14 | Restricted Stock Units | $ | M | 60510 | Disposed | Common Stock, $0.001 par value (60510) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.001 par value | 5170 | Indirect |
Footnotes
F1: Restricted Stock Units (the "RSUs") convert into Common Stock on a one-for-one basis.
F2: Represents shares held by the Wachsberger Family Trust, as the Reporting Person, a trustee of the Trust, holds shared voting and dispositive power over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein.
F3: Represents vested RSUs that were granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2023 to September 30, 2024. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock.