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LiveOne, Inc. — Director's Dealing 2023
Nov 16, 2023
34554_dirs_2023-11-15_3aacd84d-3c19-489c-87cd-02d5bd828775.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LiveOne, Inc. (LVO)
CIK: 0001491419
Period of Report: 2023-11-14
Reporting Person: Wright Kristopher (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-14 | Common Stock, $0.001 par value | S | 11000 | $1.09 | Disposed | 0 | Indirect |
Footnotes
F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.09 to $1.11, inclusive. The Reporting Person undertakes to provide to Issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1.
F2: Represents 11,000 shares of Issuer's common stock sold by K&J Investment LLC ("K&J Investment") on November 14, 2023, as the Reporting Person, the owner and President of K&J Investment, is deemed to have sole voting and dispositive power over such shares.