LiveOne, Inc. — Director's Dealing 2022

Dec 6, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LiveOne, Inc. (LVO)
CIK: 0001491419
Period of Report: 2022-12-01

Reporting Person: Sullivan Aaron (Interim CFO, Controller & EVP)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-12-01	Common Stock, $0.001 par value	M	6250	—	Acquired	70541	Direct
2022-12-01	Common Stock, $0.001 par value	J	2346	$0.65	Disposed	68195	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-12-01	Restricted Stock Units	$	M	6250	Disposed		Common Stock, $0.001 par value (6250)	Direct

Footnotes

F1: Restricted Stock Units convert into Common Stock on a one-for-one basis.

F2: Represents 6,250 vested Restricted Stock Units ("RSUs") that were settled on the reported date out of the original 100,000 RSUs granted to the Reporting Person pursuant to his employment agreement, dated as of March 26, 2019, as amended. Each vested RSU was settled by Issuer by delivery to the Reporting Person of one share of Issuer's common stock. The remaining unvested RSUs shall vest as previously reported on the Reporting Person's Form 3 filed with the U.S. Securities and Exchange Commission on September 9, 2022.

F3: On the reported date these shares were sold by Issuer's broker into the open market solely to satisfy the Reporting Person's required tax withholding in connection with the settlement of the RSUs reported herein. The sale price represents a weighted average price as multiple executions were involved in completing the sale transaction. Additional detail regarding the individual execution prices is available upon request.