LiveOne, Inc. — Director's Dealing 2020

Aug 29, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LiveXLive Media, Inc. (LIVX)
CIK: 0001491419
Period of Report: 2020-08-18

Reporting Person: Gold Jerome N. (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-08-18	Common Stock, $0.001 par value	M	250000	—	Acquired	355000	Direct
2020-08-18	Common Stock, $0.001 par value	J	86173	$2.80	Disposed	268827	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-08-18	Restricted Stock Units	$	M	250000	Disposed		Common Stock, $0.001 par value (250000)	Direct

Footnotes

F1: Restricted Stock Units convert into Common Stock on a one-for-one basis.

F2: These Restricted Stock Units (the "RSUs") were granted pursuant to the Reporting Person's Amended and Restated Employment Agreement, dated as of September 1, 2017, as subsequently amended, and vested on June 30, 2020. Each vested RSU was settled by the Issuer in August 2020 by delivery to the Reporting Person of one share of the Issuer's common stock per RSU

F3: On August 18, 2020, these shares were sold by the Issuer's broker into the open market solely to satisfy the Reporting Person's required tax withholding in connection with the settlement of the RSUs as reported in footnote 2. The sale price represents a weighted average price as multiple executions were involved in completing the sale transaction. Additional detail regarding the individual execution prices is available upon request.