Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

LiveOne, Inc. Director's Dealing 2019

Jan 15, 2019

34554_dirs_2019-01-14_8a57954f-91ef-4a5d-95e2-e8bc848df77d.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LiveXLive Media, Inc. (LIVX)
CIK: 0001491419
Period of Report: 2019-01-10

Reporting Person: Schaer Douglas D (Chief Operating Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-01-10 Common Stock P 8334 $3.00 Acquired 175001 Indirect

Footnotes

F1: The shares reported herein were acquired by the Reporting Person in a private transaction from an unrelated third party.

F2: Includes 166,667 shares subject to certain vesting conditions as reported in the Reporting Person's Form 3 filed with the U.S. Securities and Exchange Commission on December 21, 2017.

F3: Represents shares held by the Schaer Family Trust UA 02/04/2008 (the "Trust"), as the Reporting Person, a trustee of the Trust, shares voting and dispositive power with his spouse over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein.