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LiveOne, Inc. — Director's Dealing 2019
Jan 15, 2019
34554_dirs_2019-01-14_8a57954f-91ef-4a5d-95e2-e8bc848df77d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LiveXLive Media, Inc. (LIVX)
CIK: 0001491419
Period of Report: 2019-01-10
Reporting Person: Schaer Douglas D (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-01-10 | Common Stock | P | 8334 | $3.00 | Acquired | 175001 | Indirect |
Footnotes
F1: The shares reported herein were acquired by the Reporting Person in a private transaction from an unrelated third party.
F2: Includes 166,667 shares subject to certain vesting conditions as reported in the Reporting Person's Form 3 filed with the U.S. Securities and Exchange Commission on December 21, 2017.
F3: Represents shares held by the Schaer Family Trust UA 02/04/2008 (the "Trust"), as the Reporting Person, a trustee of the Trust, shares voting and dispositive power with his spouse over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein.