LiveOne, Inc. — Director's Dealing 2019

Jan 31, 2019

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: LiveXLive Media, Inc. (LIVX)
CIK: 0001491419
Period of Report: 2019-01-25

Reporting Person: Wachsberger Patrick D (Director)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$		Common Stock, $0.001 par value (16129)		Direct

Footnotes

F1: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person in connection with his appointment to the Issuer's board of directors (the "Board") effective as of January 25, 2019. The RSUs shall vest on November 29, 2019 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock).