LiveOne, Inc. — Director's Dealing 2018

Oct 10, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LiveXLive Media, Inc. (LIVX)
CIK: 0001491419
Period of Report: 2017-12-28

Reporting Person: Krigsman Jay E. (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-12-28	Common Stock	P	9000	$4.22	Acquired	9000	Indirect
2018-10-04	Common Stock	J	9000	—	Disposed	0	Indirect
2018-02-14	Common Stock	P	10000	$3.90	Acquired	10000	Indirect
2018-10-04	Common Stock	J	10000	—	Disposed	0	Indirect
2018-06-11	Common Stock	P	11998	$5.98	Acquired	11998	Indirect
2018-10-04	Common Stock	J	11998	—	Disposed	0	Indirect
2018-06-11	Common Stock	P	13299	$6.00	Acquired	13299	Indirect
2018-10-04	Common Stock	J	13299	—	Disposed	0	Indirect
2018-07-11	Common Stock	P	10000	$6.00	Acquired	10000	Indirect
2018-10-04	Common Stock	J	10000	—	Disposed	0	Indirect
2018-07-11	Common Stock	P	10000	$5.98	Acquired	10000	Indirect
2018-10-04	Common Stock	J	10000	—	Disposed	0	Indirect
2018-09-24	Common Stock	P	2521	$3.90	Acquired	2521	Indirect
2018-10-04	Common Stock	J	2521	—	Disposed	0	Indirect
2018-09-24	Common Stock	P	1533	$3.57	Acquired	1533	Indirect
2018-10-04	Common Stock	J	1533	—	Disposed	0	Indirect
2018-09-25	Common Stock	P	7500	$3.96	Acquired	7500	Indirect
2018-10-04	Common Stock	J	7500	—	Disposed	0	Indirect
2018-09-25	Common Stock	P	8500	$3.93	Acquired	8500	Indirect
2018-10-04	Common Stock	J	8500	—	Disposed	0	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	92021	Direct
Common Stock	838225	Indirect

Footnotes

F1: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA").

F2: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.03 to $4.25, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2.

F3: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares.

F4: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.97 to $6.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 4.

F5: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.00 to $6.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 5.

F6: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.97 to $6.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 6.

F7: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.97 to $5.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 7.

F8: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.59 to $3.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 7.

F9: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.60 to $3.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 7.

F10: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.91 to $3.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 7.

F11: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes.

F12: Represents shares held by the Krigsman Family Trust (the "Trust"), as the Reporting Person, a trustee of the Trust, holds shared voting and dispositive power over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein.