LiveOne, Inc. — Director's Dealing 2017

Dec 22, 2017

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: LiveXLive Media, Inc. (LIVX)
CIK: 0001491419
Period of Report: 2017-12-21

Reporting Person: Moore Maile M. (10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, $0.001 par value	670340	Direct
Common Stock, $0.001 par value	4651394	Indirect

Footnotes

F1: Represents (i) 1,261,738 shares of the Issuer's common stock (the "Common Stock") owned by the Robert and Nancy Ellin Family Foundation (the "Foundation"), as the Reporting Person, the trustee of the Foundation, is deemed to have sole voting and dispositive power over such shares, and (ii) 3,235,224 shares of Common Stock owned by the Robert Ellin Family Trust (the "Trust"), as the Reporting Person, the trustee of the Trust, holds voting and dispositive power over such shares. Accordingly, securities owned by the Foundation and the Trust may be regarded as being beneficially owned by the Reporting Person.

F2: The Reporting Person disclaims beneficial ownership of the reported securities except for the (i) 670,340 shares of Common Stock directly beneficially owned by the Reporting person and (ii) the Reporting Person's indirect interest by virtue of being a beneficiary of the Foundation or the Trust. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.