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LIVE VENTURES Inc — Director's Dealing 2025
Jun 26, 2025
34508_dirs_2025-06-25_9f893946-e5af-4fdf-976c-87ebfb2a6de7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LIVE VENTURES Inc (LIVE)
CIK: 0001045742
Period of Report: 2025-04-08
Reporting Person: Isaac Jon (Director, CEO & President, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-06-23 | Common Stock | P | 15204 | $7.916 | Acquired | 1589687 | Indirect |
| 2025-06-24 | Common Stock | P | 21711 | $9.237 | Acquired | 1611398 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-04-08 | Convertible Note | $7.85 | A | 1528662 | Acquired | 2030-04-08 | Common Stock (1528662) | Indirect |
Footnotes
F1: Represents the weighted average price of shares purchased.
F2: Includes (i) 217,177 shares of common stock owned by Jon Isaac; and (ii) 1,394,221 shares of common stock owned by Isaac Capital Group, LLC ("ICG"), of which Jon Isaac is the sole member and manager.
F3: The Fourth Amendment to Unsecured Line of Credit Promissory Note (the "Note") effective April 8, 2025, and maturing on April 8, 2030, between ICG and Live Ventures Incorporated ("Live") provides for the conversion, at ICG's sole option, of any, or all, of the outstanding obligations under the Note, into shares of common stock of Live based upon a Conversion Price of $7.85. The maximum credit amount under the Note is $12,000,000.
F4: Effective date of Note, providing for conversion of any, or all, of the outstanding obligations under the Note, into shares of common stock of Live.
F5: The maximum credit amount available under the Note is $12,000,000, which, when divided by the Conversion Price of $7.85, determines the maximum potential number of shares of common stock into which the Note is convertible (1,528,662). The actual number of issuable shares will vary throughout the term of the Note due to changes in the amounts Live borrows under the Note and repays under the Note. As of the date of this filing, the outstanding principal under the Note is $9,445,000, less than the maximum credit amount.