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LIVE VENTURES Inc — Director's Dealing 2021
Aug 27, 2021
34508_dirs_2021-08-27_875257df-8fd0-45cf-86ea-2f21e9f1db03.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LIVE VENTURES Inc (LIVE)
CIK: 0001045742
Period of Report: 2021-08-26
Reporting Person: Stein Michael Jason (Sr. VP, General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-26 | Common Stock | M | 12000 | $11.80 | Acquired | 12000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-26 | Employee Stock Option (Right to Buy) | $11.80 | M | 12000 | Disposed | 2027-09-05 | Common Stock (12000) | Direct |
Footnotes
F1: 4,000 shares vested on September 5, 2018; 4,000 shares vested on September 5, 2019; and 4,000 shares vested on September 5, 2020.
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