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LIVE VENTURES Inc — Director's Dealing 2020
May 29, 2020
34508_dirs_2020-05-29_93218414-c3dd-42b1-8153-ce9d3449b7fe.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LIVE VENTURES Inc (LIVE)
CIK: 0001045742
Period of Report: 2020-05-28
Reporting Person: Isaac Jon (Director, CEO and President, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-28 | Common Stock | P | 28672.00 | — | Acquired | 1583139 | Direct |
Footnotes
F1: Purchase prices range from $8.48 to $9.99 for a weighted average purchase price of $9.19 per share.
F2: Includes (i) 158,333 shares of Series B Preferred Convertible Stock ("Series B Preferred Stock") and (ii) shares to purchase up to 118,029 shares of Series B Preferred Stock upon the exercise of warrants held by Isaac Capital Group, LLC, the sole member of which is Jon Isaac. The Series B Preferred Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.