LIVE VENTURES Inc — Director's Dealing 2020

Sep 3, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LIVE VENTURES Inc (LIVE)
CIK: 0001045742
Period of Report: 2020-09-02

Reporting Person: Isaac Jon (Director, CEO and President, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-09-02	Common Stock	P	10082	—	Acquired	1593221	Direct
2020-09-03	Common Stock	P	10000	—	Acquired	1603221	Direct

Footnotes

F1: Purchase prices range from $8.80 to $9.20 for a weighted average purchase price of $9.05 per share.

F2: Purchase prices range from $9.20 to $9.36 for a weighted average purchase price of $9.29 per share.

F3: Includes (i) 158,333 shares of Series B Preferred Convertible Stock ("Series B Preferred Stock") and (ii) shares to purchase up to 118,029 shares of Series B Preferred Stock upon the exercise of warrants held by Isaac Capital Group, LLC, the sole member of which is Jon Isaac. The Series B Preferred Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.