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LIVE VENTURES Inc — Director's Dealing 2019
Aug 27, 2019
34508_dirs_2019-08-27_17c326f7-216a-4257-81c2-9dd0e4080c30.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LIVE VENTURES Inc (LIVE)
CIK: 0001045742
Period of Report: 2019-08-27
Reporting Person: Isaac Jon (Director, CEO and President, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-08-27 | Common Stock | P | 3241 | $6.50 | Acquired | 1535594 | Direct |
| 2019-08-27 | Common Stock | P | 1329 | $6.40 | Acquired | 1536923 | Direct |
Footnotes
F1: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.
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