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LIVE VENTURES Inc — Director's Dealing 2019
Sep 11, 2019
34508_dirs_2019-09-11_d112adeb-2673-455d-b3f0-d4c394599d72.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LIVE VENTURES Inc (LIVE)
CIK: 0001045742
Period of Report: 2019-09-11
Reporting Person: Isaac Jon (Director, CEO and President, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-09-11 | Common Stock | P | 12000 | $6.96 | Acquired | 1548923 | Direct |
| 2019-09-11 | Common Stock | P | 3244 | $7.00 | Acquired | 1552167 | Direct |
| 2019-09-11 | Common Stock | P | 2300 | $7.20 | Acquired | 1554467 | Direct |
Footnotes
F1: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.
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