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LIVE VENTURES Inc — Director's Dealing 2018
Aug 21, 2018
34508_dirs_2018-08-21_5d628519-c682-419c-b107-545082524e07.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LIVE VENTURES Inc (LIVE)
CIK: 0001045742
Period of Report: 2018-08-20
Reporting Person: Isaac Jon (Director, CEO and President, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-20 | Common Stock | P | 1700 | $9.86 | Acquired | 1514176 | Direct |
| 2018-08-20 | Common Stock | P | 1100 | $9.93 | Acquired | 1515276 | Direct |
| 2018-08-20 | Common Stock | P | 500 | $9.86 | Acquired | 1515776 | Direct |
Footnotes
F1: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.
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