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LIVE VENTURES Inc Director's Dealing 2018

Aug 21, 2018

34508_dirs_2018-08-21_5d628519-c682-419c-b107-545082524e07.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LIVE VENTURES Inc (LIVE)
CIK: 0001045742
Period of Report: 2018-08-20

Reporting Person: Isaac Jon (Director, CEO and President, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-08-20 Common Stock P 1700 $9.86 Acquired 1514176 Direct
2018-08-20 Common Stock P 1100 $9.93 Acquired 1515276 Direct
2018-08-20 Common Stock P 500 $9.86 Acquired 1515776 Direct

Footnotes

F1: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.