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LIVE VENTURES Inc — Director's Dealing 2017
May 23, 2017
34508_dirs_2017-05-23_1ebda8db-c022-4e3f-aa37-1feb406ebe23.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LIVE VENTURES Inc (LIVE)
CIK: 0001045742
Period of Report: 2017-05-19
Reporting Person: Isaac Jon (Director, CEO and President, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-19 | Common Stock | P | 6500 | — | Acquired | 1489298 | Direct |
| 2017-05-22 | Common Stock | P | 2030 | — | Acquired | 1491328 | Direct |
Footnotes
F1: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.
F2: Shares purchased with an average price of $10.8527 ($10.67 to $10.9584)
F3: Shares purchased with an average price of $10.4925 ($10.47 to $10.50)