LivaNova PLC — Director's Dealing 2017

Jan 4, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LivaNova PLC (LIVN)
CIK: 0001639691
Period of Report: 2016-12-31

Reporting Person: BALLESTER ANDRE MICHEL (CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-12-31	Ordinary Shares	M	4001	—	Acquired	94413	Direct
2016-12-31	Ordinary Shares	F	1880	$44.97	Disposed	92533	Direct
2016-12-31	Ordinary Shares	M	2431	—	Acquired	94964	Direct
2016-12-31	Ordinary Shares	F	1142	$44.97	Disposed	93822	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-12-31	Restricted Stock Units	$	M	4001	Disposed		Ordinary Shares (4001)	Direct
2016-12-31	Restricted Stock Units	$	M	2431	Disposed		Ordinary Shares (2431)	Direct

Footnotes

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of LivaNova PLC's ("Company") ordinary shares, ?1.00 par value.

F2: Reporting person was granted restricted stock units ("RSUs") under the Sorin LTI Award pursuant to the Sorin Plans. Each RSU represents a contingent right to receive one ordinary share of the Company. All of such RSUs vested and all restrictions thereon lapsed on December 30, 2016.

F3: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the December 31, 2016 vesting of 4,001 RSUs.

F4: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the December 31, 2016 vesting of 2,431 RSUs.